DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Connor Berkery

Voya Financial Advisors, Inc.BD affiliatedTacoma, Wa dual registrantIAPD 6202056

Feed of 09/15/2026

Also filed as Connor J Berkery

At current firm

2 y

since Apr 30, 2024

In the industry

11 y

since Apr 20, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Apr 30, 2024 · Tacoma, Wa
Fidelity Personal And Workplace Advisors former
Sep 8, 2023 to Apr 23, 2024 · Bellevue, Wa
E*Trade Capital Management, LLC former
Jul 21, 2022 to Aug 14, 2023 · Seattle, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 4, 2015 to Jul 9, 2022 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Voya Financial Advisors, Inc.
left Apr 23, 2024, registered Apr 30, 2024 (7 days) · Affiliated broker-dealer or bank to another
E*Trade Capital Management, LLC to Fidelity Personal And Workplace Advisors
left Aug 14, 2023, registered Sep 8, 2023 (25 days) · RIA to affiliated broker-dealer or bank · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLC
left Jul 9, 2022, registered Jul 21, 2022 (12 days) · Wirehouse to independent RIA

Signals

Connor Berkery left Fidelity Personal And Workplace Advisors for Voya Financial Advisors, Inc. (registered 2024-04-30)
Apr 23, 2024 · Advisor changed firm · fact
Connor Berkery left E*Trade Capital Management, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-08)
Aug 14, 2023 · Advisor changed firm · fact
Connor Berkery left Merrill Lynch, Pierce, Fenner & Smith Incorporated for E*Trade Capital Management, Llc (registered 2022-07-21)
Jul 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address