RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••••••• state registered currentsince Sep 9, 2025 · Miami, Fl
- I•• A••••••• S•••••••• I••• independent RIAApr 8, 2022 to Aug 11, 2025 · Liverpool, Ny
- S••••• C•••••• P•••••••• L•• unclassifiedJun 26, 2018 to May 19, 2021 · Irvine, Ca
- W••••••• C••••••• I••• independent RIASep 12, 2016 to Dec 1, 2016 · Irvine, Ca
- N•••••• C•••• A•••• M••••••••• formerFeb 16, 2016 to Jul 20, 2016 · Irvine, Ca
- A•••• S••••••••• I••••••••• C••••••••• state registeredAug 5, 2013 to Jul 11, 2014 · Ladera Ranch, Ca
- I•• A••••••• S•••••••• I••• to S•••••••••left Aug 11, 2025, registered Sep 9, 2025 (29 days) · RIA to a state-registered adviser
- S••••• C•••••• P•••••••• L•• to I•• A••••••• S•••••••• I•••left May 19, 2021, registered Apr 8, 2022 (324 days) · Other
- W••••••• C••••••• I••• to S••••• C•••••• P•••••••• L••left Dec 1, 2016, registered Jun 26, 2018 (572 days) · Other
- N•••••• C•••• A•••• M••••••••• to W••••••• C••••••• I•••left Jul 20, 2016, registered Sep 12, 2016 (54 days) · Other · moved with a team
- A•••• S••••••••• I••••••••• C••••••••• to N•••••• C•••• A•••• M•••••••••left Jul 11, 2014, registered Feb 16, 2016 (585 days) · Other
- A••••• B••••••• K••• left I•• A••••••• S•••••••• I••• for Stronghold (registered 2025-09-09)Aug 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address