DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ibn Advisory Services, Inc.

Independent wealth managerLiverpool, New YorkCRD 293288SEC 801-113320IAPD
Latest filing Aug 27, 2026
First filing on the tape Apr 30, 2018 · 33 filings
SEC status approved since May 31, 2018
RAUM
$69.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$62.8M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$8.7M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$69.8M as of Aug 27, 2026
Apr 30, 2019$41.4M then
HNW client RAUM$11.9M as of Aug 27, 2026
Apr 30, 2019$7.1M then
State-registered IARs (5.B.3)7 as of Aug 27, 2026
Apr 30, 20191 then
Employees (5.A)8 as of Aug 27, 2026
Apr 30, 20193 then
Private funds: no history
RAUM -62% over the last fiscal year-23% a year over threeIARs 1 to 7
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$8.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
25derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$332,433derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-62%derivedbetween the last two annual amendments
Advisor growth, one year
+600%derivedItem 5.B.3 between annual amendments
Client growth, one year
-87%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$51.0M73%
  • High-net-worth individuals$11.9M17%
  • Pension and profit-sharing plans$2.8M4.0%
  • Corporations and businesses$2.8M4.0%
  • Charitable organizations$1.4M2.0%
Individual clients
192reported
HNW clients
5reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
210reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.9 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Robert Mark StarBluffton, Sc Dec 18, 202027 y4
F William LibardoniSalem, Ma Oct 19, 202246 y2
Joseph Edward StorzingerLiverpool, Ny Jan 23, 202321 y1
James Leonard Van GrouwBluffton, Sc Feb 27, 202418 y3
Thomas Colgate PyleFair Haven, Vt Apr 1, 202443 y1
William Francis BonkFramingham, Ma Oct 17, 202425 y1
George Allen Yackey JrLiverpool, Ny Feb 4, 202524 y8
Drew Morgan MarinelliAnaheim Hills, Ca Apr 18, 202511 y1
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ryan Christopher Avery · Coocontrol
    since 04/2018 · owns 25% to 50%
  • James Richard Carlesco · Ceocontrol
    since 04/2018 · owns 50% to 75%
  • Edward Timothy Evans · Cco
    since 04/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
Advisers that list Ibn Advisory Services, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Liverpool, Ny · principal801
Anaheim Hills, Ca200
Bluffton, Sc200
Newport Beach, Ca000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
  • clients down average size upCombination · filing Apr 19, 2026
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $184,948,056 to $69,811,000, advisors 1 to 7, private clients 1503 to 197, offices 0 to 0 (2025-03-21 to 2026-04-19)
    peers: independent wealth managers, under $100M (704)
  • account count collapseChange between filings · filing Apr 19, 2026
    accounts (Item 5.F.2.f) moved from 1,524.0 to 210.0 (-86.0%) between the annual amendments of 2025-03-21 and 2026-04-19; the peer median change was +2.0% (136 comparable advisers, 2.0th percentile of changes)
    peers: independent wealth managers, under $100M (136) · 2.2% percentile
  • client count collapseChange between filings · filing Apr 19, 2026
    individual and HNW clients (Item 5.D) moved from 1,503.0 to 197.0 (-87.0%) between the annual amendments of 2025-03-21 and 2026-04-19; the peer median change was 0.0% (120 comparable advisers, 1.0th percentile of changes)
    peers: independent wealth managers, under $100M (120) · 0.8% percentile
  • RAUM down 50 %Change between filings · filing Apr 19, 2026
    RAUM (Item 5.F) moved from $184,948,056 to $69,811,000 (-62.0%) between the annual amendments of 2025-03-21 and 2026-04-19; the peer median change was +8.0% (219 comparable advisers, 6.0th percentile of changes)
    peers: independent wealth managers, under $100M (219) · 5.5% percentile
What changed
consecutive filings, newest first
  • Accounts · 1,524 to 210
    Mar 21, 2025 to Apr 19, 2026
  • Advisory employees · 4 to 8
    Mar 21, 2025 to Apr 19, 2026
  • BD registered reps · 4 to 7
    Mar 21, 2025 to Apr 19, 2026
  • Charity clients · 6.0 to unset
    Mar 21, 2025 to Apr 19, 2026
  • Corporate clients · 9.0 to unset
    Mar 21, 2025 to Apr 19, 2026
  • HNW clients · 40 to 5
    Mar 21, 2025 to Apr 19, 2026
  • Individual clients · 1,463 to 192
    Mar 21, 2025 to Apr 19, 2026
  • Pension plan clients · 6 to 0
    Mar 21, 2025 to Apr 19, 2026
  • Employees · 7 to 8
    Mar 21, 2025 to Apr 19, 2026
  • Insurance-licensed employees · 0 to 2
    Mar 21, 2025 to Apr 19, 2026
  • State-registered IARs · 1 to 7
    Mar 21, 2025 to Apr 19, 2026
  • Discretionary RAUM · $185M to $69.8M
    Mar 21, 2025 to Apr 19, 2026
  • HNW RAUM · $31.4M to $11.9M
    Mar 21, 2025 to Apr 19, 2026
  • Individual RAUM · $135M to $51.0M
    Mar 21, 2025 to Apr 19, 2026
  • Pension RAUM · $7.4M to $2.8M
    Mar 21, 2025 to Apr 19, 2026
  • RAUM · $185M to $69.8M
    Mar 21, 2025 to Apr 19, 2026
  • Accounts · 1,734 to 1,524
    Mar 21, 2024 to Mar 21, 2025
  • Charity clients · 5 to 6
    Mar 21, 2024 to Mar 21, 2025
  • Corporate clients · 8 to 9
    Mar 21, 2024 to Mar 21, 2025
  • Individual clients · 1,678 to 1,463
    Mar 21, 2024 to Mar 21, 2025
  • Pension plan clients · 7 to 6
    Mar 21, 2024 to Mar 21, 2025
  • Financial planning clients · 0 to 0
    Mar 21, 2024 to Mar 21, 2025
  • Discretionary RAUM · $156M to $185M
    Mar 21, 2024 to Mar 21, 2025
  • HNW RAUM · $31.1M to $31.4M
    Mar 21, 2024 to Mar 21, 2025
  • Individual RAUM · $101M to $135M
    Mar 21, 2024 to Mar 21, 2025
  • Pension RAUM · $11.4M to $7.4M
    Mar 21, 2024 to Mar 21, 2025
  • RAUM · $156M to $185M
    Mar 21, 2024 to Mar 21, 2025
  • Accounts · 1,742 to 1,734
    Oct 31, 2023 to Mar 21, 2024
  • HNW clients · 42 to 40
    Oct 31, 2023 to Mar 21, 2024
  • Individual clients · 1,680 to 1,678
    Oct 31, 2023 to Mar 21, 2024
  • Discretionary RAUM · $155M to $156M
    Oct 31, 2023 to Mar 21, 2024
  • HNW RAUM · $31.2M to $31.1M
    Oct 31, 2023 to Mar 21, 2024
  • Individual RAUM · $102M to $101M
    Oct 31, 2023 to Mar 21, 2024
  • Pension RAUM · $11.2M to $11.4M
    Oct 31, 2023 to Mar 21, 2024
  • RAUM · $155M to $156M
    Oct 31, 2023 to Mar 21, 2024
  • Accounts · 2,641 to 1,742
    Apr 17, 2022 to Mar 31, 2023
  • Charity clients · 6 to 5
    Apr 17, 2022 to Mar 31, 2023
  • Corporate clients · 10 to 8
    Apr 17, 2022 to Mar 31, 2023
  • HNW clients · 56 to 42
    Apr 17, 2022 to Mar 31, 2023
  • Individual clients · 1,268 to 1,680
    Apr 17, 2022 to Mar 31, 2023
Signals
7 dated events
  • Ibn Advisory Services, Inc. reported RAUM $69.8M, down 62% from $184.9M (2025-03-21 to 2026-04-19)
    Apr 19, 2026 · RAUM change · derived
  • Kyle Thomas Kadish left Ibn Advisory Services, Inc. for Ibn Financial Services, Inc (registered 2023-11-06)
    Jan 21, 2026 · Advisor changed firm · fact
  • Austin Bickford King left Ibn Advisory Services, Inc. for Stronghold (registered 2025-09-09)
    Aug 11, 2025 · Advisor changed firm · fact
  • Timothy Daniel Nihill left Ibn Advisory Services, Inc. for Independent Financial Partners (registered 2023-08-01)
    Aug 15, 2023 · Advisor changed firm · fact
  • Peter Scida left Ibn Advisory Services, Inc. for World Investment Advisors, Llc (registered 2023-02-07)
    Feb 6, 2023 · Advisor changed firm · fact
  • Ibn Advisory Services, Inc. reported RAUM $203.1M, up 180% from $72.5M (2022-02-02 to 2022-03-28)
    Mar 28, 2022 · RAUM change · derived
  • Ibn Advisory Services, Inc. filed its initial SEC registration (Form ADV)
    Apr 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
315-652-4426reportedpublic record, Form ADV, Aug 27, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$8.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026