RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• S••••• W•••••••
- F•••••• W•••••• I••• independent RIA currentsince Jul 16, 2018 · St. Louis, Mo
- M••••• F••••• W•••••• L•• formerAug 1, 2016 to Apr 25, 2018 · St. Louis, Mo
- M••••• G•••• I••••••••• A•••••••• L•• independent RIAJun 12, 2013 to Jul 29, 2016 · St. Louis, Mo
- M••••• F••••• W•••••• L•• to F•••••• W•••••• I•••left Apr 25, 2018, registered Jul 16, 2018 (82 days) · RIA to RIA
- M••••• G•••• I••••••••• A•••••••• L•• to M••••• F••••• W•••••• L••left Jul 29, 2016, registered Aug 1, 2016 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address