DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• W•••••• I•••
Latest filing Jul 3, 2026
First filing on the tape May 11, 2021 · 13 filings
SEC status approved since Jul 12, 2021
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$115M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$38.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$115M as of Jul 3, 2026
Feb 26, 2022$134M then
HNW client RAUM$96.4M as of Jul 3, 2026
Feb 26, 2022$16.7M then
State-registered IARs (5.B.3)3 as of Jul 3, 2026
Feb 26, 20223 then
Employees (5.A)3 as of Jul 3, 2026
Feb 26, 20223 then
Private funds: no history
RAUM +7.4% over the last fiscal year+4.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $38.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $506,471derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $47.0M, 44 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$96.4M84%
- Individuals$18.6M16%
- Individual clients
- 47reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 227reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47.0M for 44 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•• E••••• M•••••••Chartered Financial Consultant | St. Louis, Mo | Jul 16, 2018 | 43 y | 3 |
| J••• M••••••• M•••••••Certified Financial Planner | St. Louis, Mo | Jul 16, 2018 | 23 y | 2 |
| Z•••••• S••••• W••••••• | St. Louis, Mo | Jul 16, 2018 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•• E••••• M••••••• from K••••• A••••••• S•••••••• L••Jul 16, 2018 · Affiliated broker-dealer or bank to independent RIA
- J••• M••••••• M••••••• from K••••• A••••••• S•••••••• L••Jul 16, 2018 · Affiliated broker-dealer or bank to independent RIA
- Z•••••• S••••• W••••••• from M••••• F••••• W•••••• L••Jul 16, 2018 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K••••• A••••••• S•••••••• L••Jul 12, 2018 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• D••• E••••• · Ceocontrolsince 01/1984 · owns 25% to 50%
- M•••••••• J•••• M••••••• · President / Chief Compliance Officercontrolsince 04/2003 · owns 50% to 75%
Related persons
Schedule D 7.A
- M••••••• F•••••••• R••••••••• I•••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 239 to 227Feb 15, 2025 to Mar 25, 2026
- HNW clients · 29 to 32Feb 15, 2025 to Mar 25, 2026
- Individual clients · 50 to 47Feb 15, 2025 to Mar 25, 2026
- Assets in custody · $54.9M to $47.0MFeb 15, 2025 to Mar 25, 2026
- Discretionary RAUM · $107M to $115MFeb 15, 2025 to Mar 25, 2026
- HNW RAUM · $90.7M to $96.4MFeb 15, 2025 to Mar 25, 2026
- Individual RAUM · $16.4M to $18.6MFeb 15, 2025 to Mar 25, 2026
- RAUM · $107M to $115MFeb 15, 2025 to Mar 25, 2026
- Accounts · 230 to 239Mar 13, 2024 to Feb 15, 2025
- HNW clients · 26 to 29Mar 13, 2024 to Feb 15, 2025
- Individual clients · 41 to 50Mar 13, 2024 to Feb 15, 2025
- Assets in custody · $50.1M to $54.9MMar 13, 2024 to Feb 15, 2025
- Financial planning clients · 1-10 to 1-10Mar 13, 2024 to Feb 15, 2025
- Discretionary RAUM · $123M to $107MMar 13, 2024 to Feb 15, 2025
- HNW RAUM · $93.8M to $90.7MMar 13, 2024 to Feb 15, 2025
- Individual RAUM · $21.2M to $16.4MMar 13, 2024 to Feb 15, 2025
- Pension RAUM · 7623811.0 to unsetMar 13, 2024 to Feb 15, 2025
- RAUM · $123M to $107MMar 13, 2024 to Feb 15, 2025
- Accounts · 212 to 230Mar 17, 2023 to Mar 13, 2024
- HNW clients · 28 to 26Mar 17, 2023 to Mar 13, 2024
- Assets in custody · $30.4M to $50.1MMar 17, 2023 to Mar 13, 2024
- Discretionary RAUM · $101M to $123MMar 17, 2023 to Mar 13, 2024
- HNW RAUM · $79.3M to $93.8MMar 17, 2023 to Mar 13, 2024
- Individual RAUM · $14.8M to $21.2MMar 17, 2023 to Mar 13, 2024
- Pension RAUM · $7.3M to $7.6MMar 17, 2023 to Mar 13, 2024
- RAUM · $101M to $123MMar 17, 2023 to Mar 13, 2024
- Accounts · 202 to 212Feb 26, 2022 to Mar 17, 2023
- HNW clients · 42 to 28Feb 26, 2022 to Mar 17, 2023
- Individual clients · 28 to 41Feb 26, 2022 to Mar 17, 2023
- Assets in custody · $53.4M to $30.4MFeb 26, 2022 to Mar 17, 2023
- Discretionary RAUM · $134M to $101MFeb 26, 2022 to Mar 17, 2023
- HNW RAUM · $16.7M to $79.3MFeb 26, 2022 to Mar 17, 2023
- Individual RAUM · $109M to $14.8MFeb 26, 2022 to Mar 17, 2023
- Pension RAUM · $8.5M to $7.3MFeb 26, 2022 to Mar 17, 2023
- RAUM · $134M to $101MFeb 26, 2022 to Mar 17, 2023
- Accounts · 200 to 202Dec 10, 2021 to Feb 26, 2022
- HNW clients · 27 to 42Dec 10, 2021 to Feb 26, 2022
- Individual clients · 41 to 28Dec 10, 2021 to Feb 26, 2022
- Assets in custody · $78.2M to $53.4MDec 10, 2021 to Feb 26, 2022
- Discretionary RAUM · $137M to $134MDec 10, 2021 to Feb 26, 2022
Signals
1 dated events
- F•••••• W•••••• I••• filed its initial SEC registration (Form ADV)May 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fortifywealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 314-726-0055reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 314-726-2641reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/F•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-726-0055reportedpublic record, Form ADV, Jul 3, 2026
- Contact form
- fortifywealth.com/connectreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026