DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• C•••••••• G••••

V•••• F•••••••• A•••••••• I•••BD affiliatedRiverside, Cadual registrantIAPD 6203138

Feed of 09/14/2026

Also filed as E••• C•••••••• Hinojosa

At current firm

1 y

since Nov 12, 2024

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• F•••••••• A•••••••• I••• BD affiliated current
since Nov 12, 2024 · Riverside, Ca
S•••••• N••••••• • C••••••• I••••••••• national BD
Jul 31, 2023 to Oct 30, 2024 · Redlands, Ca
U•• F•••••••• S••••••• I••• wirehouse
Mar 19, 2018 to Aug 10, 2023 · Riverside, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 4, 2015 to Mar 19, 2018 · Indian Wells, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to V•••• F•••••••• A•••••••• I•••
left Oct 30, 2024, registered Nov 12, 2024 (13 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Aug 10, 2023, registered Jul 31, 2023 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Mar 19, 2018, registered Mar 19, 2018 (0 days) · Wirehouse to wirehouse

Signals

E••• C•••••••• G•••• left S•••••• N••••••• • C••••••• I••••••••• for V•••• F•••••••• A•••••••• I••• (registered 2024-11-12)
Oct 30, 2024 · Advisor changed firm · fact
E••• C•••••••• G•••• left U•• F•••••••• S••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-07-31)
Aug 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address