DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• C•••••

P••••••• O•••••••state registeredPittsburgh, PaIA-onlyIAPD 6203184

Certified Financial Planner

Feed of 09/14/2026

Also filed as Dave Floyd Cawley

At current firm

0 y

since May 27, 2026

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••• O••••••• state registered current
since May 27, 2026 · Pittsburgh, Pa
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 19, 2025 to Oct 1, 2025 · Irwin, Pa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 18, 2024 to Feb 10, 2025 · Monroeville, Pa
L••••• F•••••••• A••••••• I•• independent RIA
Jul 1, 2021 to Jul 18, 2024 · Pittsburgh, Pa
A••••• A•• P••••••• S••••••• BD affiliated
Feb 11, 2019 to Nov 13, 2020 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to P••••••• O•••••••
left Oct 1, 2025, registered May 27, 2026 (238 days) · Affiliated broker-dealer or bank to a state-registered adviser
N••••••••• M••••• I••••••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 10, 2025, registered May 19, 2025 (98 days) · Other
L••••• F•••••••• A••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••
left Jul 18, 2024, registered Sep 18, 2024 (62 days) · Other
A••••• A•• P••••••• S••••••• to L••••• F•••••••• A••••••• I••
left Nov 13, 2020, registered Jul 1, 2021 (230 days) · Affiliated broker-dealer or bank to independent RIA

Signals

D•••• C••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for P••••••• O••••••• (registered 2026-05-27)
Oct 1, 2025 · Advisor changed firm · fact
D•••• C••••• left N••••••••• M••••• I••••••••• S••••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-05-19)
Feb 10, 2025 · Advisor changed firm · fact
D•••• C••••• left L••••• F•••••••• A••••••• I•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-09-18)
Jul 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address