RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• N••••••• L••••••
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2026 · Sarasota, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 16, 2021 to Mar 29, 2022 · Bradenton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2019 to Jun 23, 2021 · Chicago, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• W•••••• I•••left Mar 29, 2022, registered Sep 1, 2026 (1617 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 23, 2021, registered Jul 16, 2021 (23 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• N••••••• L•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for O•••• W•••••• I••• (registered 2026-09-01)Mar 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address