RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• N••••••• H••••
- C••••••• F•••••••• state registered currentsince Jan 2, 2019 · Bozeman, Mt
- R•••• I••••••••• A••••••• L•• BD affiliatedSep 7, 2018 to Jan 23, 2019 · Bozeman, Mt
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 20, 2013 to Jul 26, 2018 · Bozeman, Mt
- R•••• I••••••••• A••••••• L•• to C••••••• F••••••••left Jan 23, 2019, registered Jan 2, 2019 (-21 days) · Affiliated broker-dealer or bank to a state-registered adviser
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••• I••••••••• A••••••• L••left Jul 26, 2018, registered Sep 7, 2018 (43 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address