DFX Intelligence
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Registered advisor
E•••••••• A••••••• H•••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M••• E•••••••• A••••••••• E• A••••••••• A••••••••• A••••••••• A••••••• H••••••••• E• H••••••••• A• H•••
At current firm
0 y
since Jul 29, 2026
In the industry
13 y
since May 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 29, 2026 · Franklin, Tn
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Feb 10, 2026 · Franklin, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 10, 2020 to Mar 31, 2025 · Tucson, Az
- M••••• S•••••• wirehouseOct 2, 2017 to Mar 18, 2020 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 28, 2013 to Aug 17, 2017 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left Feb 10, 2026, registered Jul 29, 2026 (169 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 18, 2020, registered Apr 10, 2020 (23 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 17, 2017, registered Oct 2, 2017 (46 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedFeb 10, 2026 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address