RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• P•••••• M••••••
- A••••••••• L••• other currentsince Apr 17, 2023 · New York, Ny
- H••••••••• F•••••••• A•••••••• I••• independent RIAMar 24, 2016 to Feb 21, 2018 · Timonium, Md
- L•• F•••••••• L•• BD affiliatedFeb 5, 2016 to Sep 8, 2016 · Timonium, Md
- H••••••••• F•••••••• A•••••••• I••• to A••••••••• L•••left Feb 21, 2018, registered Apr 17, 2023 (1881 days) · Other
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••• I•••left Sep 8, 2016, registered Mar 24, 2016 (-168 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address