DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy O Shaw

Stratos Wealth Partners, LtdBD affiliatedGarden City, NyIA-onlyIAPD 6211883

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Mar 5, 2026

In the industry

13 y

since Aug 23, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stratos Wealth Partners, Ltd BD affiliated current
since Mar 5, 2026 · Garden City, Ny
Composition Wealth, LLC independent RIA
Dec 1, 2023 to Mar 6, 2026 · Los Angeles, Ca
Citigroup Global Markets Inc. BD affiliated
Oct 29, 2015 to Dec 5, 2023 · New York, Ny
Capital One Advisors, LLC former
Jan 29, 2015 to Oct 27, 2015 · Commack, Ny
Capital One Advisors, LLC former
Jan 28, 2015 to Jan 29, 2015 · Seattle, Wa
Capital One Financial Advisors LLC unclassified
Jan 8, 2015 to Jan 28, 2015 · Commack, Ny
Morgan Stanley wirehouse
Aug 29, 2013 to Jan 16, 2015 · Garden City, Ny

Moves

a registration end followed by a registration begin elsewhere

Composition Wealth, LLC to Stratos Wealth Partners, Ltd
left Mar 6, 2026, registered Mar 5, 2026 (-1 days) · RIA to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Composition Wealth, LLC
left Dec 5, 2023, registered Dec 1, 2023 (-4 days) · Affiliated broker-dealer or bank to independent RIA
Capital One Advisors, LLC to Citigroup Global Markets Inc.
left Oct 27, 2015, registered Oct 29, 2015 (2 days) · Other
Capital One Financial Advisors LLC to Capital One Advisors, LLC
left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
Morgan Stanley to Capital One Financial Advisors LLC
left Jan 16, 2015, registered Jan 8, 2015 (-8 days) · Other

Signals

Timothy O Shaw left Composition Wealth, Llc for Stratos Wealth Partners, Ltd (registered 2026-03-05)
Mar 6, 2026 · Advisor changed firm · fact
Timothy O Shaw left Citigroup Global Markets Inc. for Composition Wealth, Llc (registered 2023-12-01)
Dec 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address