RIA Intelligence

Professional profile

linkedin.com/in/caleb-vaughan-cfp%C2%AE-6bb31644reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• R•• A•••••••• L•• independent RIA current
  since May 6, 2022 · Vestavia Hills, Al
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 25, 2019 to May 9, 2022 · Austin, Tx
• C•••••••• F•••••••• G•••• A••••••• former
  Feb 5, 2015 to May 3, 2019 · Greensboro, Nc

• K••••• A••••••• S•••••••• L•• to R•• A•••••••• L••
  left May 9, 2022, registered May 6, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• C•••••••• F•••••••• G•••• A••••••• to K••••• A••••••• S•••••••• L••
  left May 3, 2019, registered Apr 25, 2019 (-8 days) · Affiliated broker-dealer or bank to another

• C•••• W•••• V•••••• left K••••• A••••••• S•••••••• L•• for R•• A•••••••• L•• (registered 2022-05-06)
  May 9, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address