RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• A•••• A••••• G•••••••••
- S•••• W•••••• L•• independent RIA currentsince Jul 20, 2026 · Hawley, Pa
- S•••••••• A••••••• no RAUM currentsince May 7, 2026 · Hawley, Pa
- Y••• R•••••• L••• state registeredMar 15, 2019 to Jul 10, 2020 · Hawley, Pa
- L•••••••• P••••••• S•••••••• L•• formerJun 24, 2013 to Jun 7, 2018 · New York, Ny
- Y••• R•••••• L••• to S•••••••• A•••••••left Jul 10, 2020, registered May 7, 2026 (2127 days) · Other
- L•••••••• P••••••• S•••••••• L•• to Y••• R•••••• L•••left Jun 7, 2018, registered Mar 15, 2019 (281 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address