DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emilio Rios

Pnc Wealth ManagementBD affiliatedChicago, Il dual registrantIAPD 6217488

Feed of 09/15/2026

Also filed as Emilio Gabriel Rios

At current firm

0 y

since May 22, 2026

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pnc Wealth Management BD affiliated current
since May 22, 2026 · Chicago, Il
LPL Enterprise, LLC BD affiliated
Nov 14, 2024 to Jun 2, 2026 · Chicago, Il
Pruco Securities, LLC no RAUM
Sep 16, 2024 to Nov 14, 2024 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 15, 2022 to Sep 3, 2024 · Chicago, Il
Charles Schwab & Co., Inc. national BD
Sep 3, 2021 to Aug 4, 2022 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Pnc Wealth Management
left Jun 2, 2026, registered May 22, 2026 (-11 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pruco Securities, LLC
left Sep 3, 2024, registered Sep 16, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 4, 2022, registered Aug 15, 2022 (11 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Emilio Rios left Lpl Enterprise, Llc for Pnc Wealth Management (registered 2026-05-22)
Jun 2, 2026 · Advisor changed firm · fact
Emilio Rios left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2024-09-16)
Sep 3, 2024 · Advisor changed firm · fact
Emilio Rios left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-08-15)
Aug 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address