RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 10, 2023 · Lake Mary, Fl
- K••••• P•••••• W•••••• I••• formerJan 25, 2021 to Mar 29, 2023 · Lake Mary, Fl
- B•••••• F••••••••• I•• formerFeb 11, 2020 to Apr 21, 2022 · Deland, Fl
- K••••• P•••••• W•••••• I••• to C•••••••left Mar 29, 2023, registered Jan 10, 2023 (-78 days) · Other
- B•••••• F••••••••• I•• to K••••• P•••••• W•••••• I•••left Apr 21, 2022, registered Jan 25, 2021 (-451 days) · Other
- T••••• A•••••••• B•••••• left K••••• P•••••• W•••••• I••• for Captrust (registered 2023-01-10)Mar 29, 2023 · Advisor changed firm · fact
- T••••• A•••••••• B•••••• left B•••••• F••••••••• I•• for K••••• P•••••• W•••••• I••• (registered 2021-01-25)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address