DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• H•••••• E••••

B••• I••••• F••••••••• L••state registeredSt. Joseph, MiIA-onlyIAPD 6218370

Feed of 09/14/2026

Also filed as P••••• H E••••

At current firm

1 y

since Nov 25, 2024

In the industry

23 y

since Mar 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••• I••••• F••••••••• L•• state registered current
since Nov 25, 2024 · St. Joseph, Mi
O••••••• independent RIA
May 1, 2023 to Aug 5, 2024 · Saint Joseph, Mi
R•• O•• C•••••• M••••••••• I••• former
Mar 25, 2019 to Nov 3, 2023 · Saint Joseph, Mi
H••••• R•••• former
Nov 12, 2015 to Jan 28, 2019 · St. Joseph, Mi
D•••••• C•••••• M••••••••• I•• unclassified
Aug 30, 2013 to Sep 8, 2015 · Saint Joseph, Mi

Moves

a registration end followed by a registration begin elsewhere

O••••••• to B••• I••••• F••••••••• L••
left Aug 5, 2024, registered Nov 25, 2024 (112 days) · RIA to a state-registered adviser
R•• O•• C•••••• M••••••••• I••• to O•••••••
left Nov 3, 2023, registered May 1, 2023 (-186 days) · RIA to RIA
H••••• R•••• to R•• O•• C•••••• M••••••••• I•••
left Jan 28, 2019, registered Mar 25, 2019 (56 days) · RIA to RIA
D•••••• C•••••• M••••••••• I•• to H••••• R••••
left Sep 8, 2015, registered Nov 12, 2015 (65 days) · Other

Signals

P••••• H•••••• E•••• left Oneseven for B••• I••••• F••••••••• L•• (registered 2024-11-25)
Aug 5, 2024 · Advisor changed firm · fact
P••••• H•••••• E•••• left R•• O•• C•••••• M••••••••• I••• for Oneseven (registered 2023-05-01)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address