RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• D•••••• M•••
- I•••••• A•••••••• L•• independent RIA currentsince Jul 28, 2020 · Spring Hill, Tn
- I•••••• I••••••••• L•• asset managerApr 19, 2016 to Jan 2, 2025 · Meridian, Id
- C••••••• F•••••••• D••••••• I••• BD affiliatedJul 24, 2015 to Aug 31, 2016 · Santa Clara, Ca
- N••• F•••••••• G••••• I••• formerFeb 14, 2014 to Jul 24, 2015 · Sunnyvale, Ca
- I•••••• I••••••••• L•• to I•••••• A•••••••• L••left Jan 2, 2025, registered Jul 28, 2020 (-1619 days) · Other
- C••••••• F•••••••• D••••••• I••• to I•••••• I••••••••• L••left Aug 31, 2016, registered Apr 19, 2016 (-134 days) · Other
- N••• F•••••••• G••••• I••• to C••••••• F•••••••• D••••••• I•••left Jul 24, 2015, registered Jul 24, 2015 (0 days) · Other · moved with a team
- A•••• D•••••• M••• left I•••••• I••••••••• L•• for I•••••• A•••••••• L•• (registered 2020-07-28)Jan 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address