RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L••••• V•••••
- D•••• H•••• F•••••••• state registered currentsince Nov 17, 2025 · Port St. Joe, Fl
- H••••• I••••••••• L•• state registeredJan 11, 2016 to Jan 7, 2019 · Olive Branch, Ms
- D•••• H•••• F•••••••• unclassifiedMar 25, 2014 to Dec 31, 2015 · Hernando, Ms
- C••••••••• F•••••••• N•••••• national BDOct 21, 2013 to Dec 17, 2013 · Southaven, Ms
- H••••• I••••••••• L•• to D•••• H•••• F••••••••left Jan 7, 2019, registered Nov 17, 2025 (2506 days) · Other
- D•••• H•••• F•••••••• to H••••• I••••••••• L••left Dec 31, 2015, registered Jan 11, 2016 (11 days) · Other
- C••••••••• F•••••••• N•••••• to D•••• H•••• F••••••••left Dec 17, 2013, registered Mar 25, 2014 (98 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address