RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J• K••••••••
- C••••• P••••••• L•• independent RIA currentsince Mar 5, 2026 · New York, Ny
- E••• F•••••••• A•••••••• L•• formerMay 3, 2024 to Mar 23, 2026 · Wheaton, Il
- A•••• F•••••••• S•••••••• L•• independent RIAMar 2, 2016 to Apr 22, 2024 · Downers Grove, Il
- E••• F•••••••• A•••••••• L•• to C••••• P••••••• L••left Mar 23, 2026, registered Mar 5, 2026 (-18 days) · RIA to RIA · moved with a team
- A•••• F•••••••• S•••••••• L•• to E••• F•••••••• A•••••••• L••left Apr 22, 2024, registered May 3, 2024 (11 days) · RIA to RIA
- A••••• J• K•••••••• left E••• F•••••••• A•••••••• L•• for C••••• P••••••• L•• (registered 2026-03-05)Mar 23, 2026 · Advisor changed firm · fact
- A••••• J• K•••••••• left A•••• F•••••••• S•••••••• L•• for E••• F•••••••• A•••••••• L•• (registered 2024-05-03)Apr 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address