RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••• F•••••
- T••••••• A•••••• N••••••• L•• BD affiliated currentsince Aug 24, 2020 · Minnetonka, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 20, 2014 to Aug 26, 2020 · Minnetonka, Mn
- Q•••••• A•••• M••••••••• I••• formerMar 27, 2014 to Nov 14, 2014 · Minneapolis, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 29, 2013 to Mar 28, 2014 · Minnetonka, Mn
- T••••••• I••••••••• M••••••••• I••• to T••••••• A•••••• N••••••• L••left Aug 26, 2020, registered Aug 24, 2020 (-2 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Nov 14, 2014, registered Nov 20, 2014 (6 days) · Other
- T••••••• I••••••••• M••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Mar 28, 2014, registered Mar 27, 2014 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address