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RIA Intelligence

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Registered advisor

J••••• A•••••• M••••

C•••••• S••••• • C••• I•••national BDPhoenix, Azdual registrantIAPD 6233306

Feed of 09/14/2026

Also filed as J••••• A•••••• M••••••••• A• M••••••••• A•••••• M••••

At current firm

2 y

since Sep 6, 2024

In the industry

13 y

since Nov 1, 2012 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Sep 6, 2024 · Phoenix, Az
E••••• J•••• national BD
Aug 13, 2019 to Aug 28, 2024 · Tempe, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 15, 2014 to Jul 17, 2019 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to C•••••• S••••• • C••• I•••
left Aug 28, 2024, registered Sep 6, 2024 (9 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jul 17, 2019, registered Aug 13, 2019 (27 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Aug 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address