DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
P••• T••• P•••••••• L•
Latest filing Mar 12, 2025
First filing on the tape Feb 2, 2012 · 36 filings
SEC status approved since Mar 9, 2010
RAUM
$100M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$100M as of Mar 12, 2025
Feb 2, 2012$113M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2025
Feb 2, 20120 then
Employees (5.A)6 as of Mar 12, 2025
Sep 10, 20134 then
Private funds13 as of Mar 12, 2025
Feb 2, 201215 then
RAUM -5.7% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $100M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$100M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 17 clientsreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- C•••• C•••••••• P••••• to U• S• B••••• C•••••• C•••••••••Sep 18, 2025 · Other
- A•••• M•••••• to U• S• B••••• C•••••• C•••••••••Sep 18, 2025 · Other
- J••• D••• M•••••••• to U• S• B••••• C•••••• C•••••••••Sep 18, 2025 · Other
- C••••••••• M•••••• C••••••• to S••••••• F•••••••• P•••••••• L••Jan 18, 2023 · Other
Joined, latest
- A•••• M•••••• from W•••••• W••••• M••••••••• L••May 25, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for U• S• B••••• C•••••• C•••••••••Sep 18, 2025 · Lincoln, Ma · Firm absorbed
Private funds
44 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U•• F•••• F••• X••• L••no longer reported | Private Equity Fund | $34.9M | 82 | Feb 2, 2012 |
| U•• F•••• F••• S••••• 1• L•• | Private Equity Fund | $19.6M | 23 | Sep 25, 2018 |
| U•• F•••• F••• S••••• 2• L•• | Private Equity Fund | $19.5M | 68 | Sep 27, 2019 |
| U•• F•••• F••• X•• L••no longer reported | Private Equity Fund | $18.4M | 50 | Feb 2, 2012 |
| U•• F•••• F••• S••••• 3• L•• | Private Equity Fund | $13.8M | 51 | Oct 6, 2021 |
| U•• F•••• F••• X•••• L••no longer reported | Private Equity Fund | $13.8M | 27 | Feb 2, 2012 |
| U•• F•••• F••• X•• L••no longer reported | Private Equity Fund | $13.3M | 93 | Feb 2, 2012 |
| U• B••••• G••••• C•••••• Q••• F••• L• | Private Equity Fund | $11.1M | 18 | Nov 25, 2024 |
| U•• F•••• F••• X•••• L••no longer reported | Private Equity Fund | $10.3M | 9 | Sep 4, 2012 |
| F•••• F••• C••••••• 1• L••no longer reported | Private Equity Fund | $10.2M | 39 | Sep 27, 2019 |
| U•• F•••• F••• L••••••• 2•• L••no longer reported | Private Equity Fund | $8.8M | 10 | Jul 21, 2022 |
| U•• F•••• F••• T••• 1• L•• | Private Equity Fund | $8.4M | 38 | Sep 25, 2018 |
| U•• F•••• F••• S••••• 4• L•• | Private Equity Fund | $7.3M | 26 | May 24, 2023 |
| U•• F•••• F••• T••• 2•• L•• | Private Equity Fund | $7.2M | 36 | Jun 7, 2021 |
| U•• F•••• F••• N•••••••• 1• L•• | Private Equity Fund | $6.6M | 28 | Dec 23, 2021 |
| U•• F•••• F••• X•••• L••no longer reported | Private Equity Fund | $6.4M | 30 | Feb 2, 2012 |
| U•• F•••• F••• X••••• L•• | Private Equity Fund | $6.3M | 91 | Sep 10, 2013 |
| U•• F•••• F••• X•••• L••no longer reported | Private Equity Fund | $5.9M | 59 | Feb 2, 2012 |
| U•• F•••• F••• N•••••••• 1•• L•• | Private Equity Fund | $5.8M | 39 | Dec 23, 2021 |
| U•• F•••• F••• T••• 3• L•• | Private Equity Fund | $4.4M | 32 | Jul 21, 2022 |
| U•• F•••• F••• X•••• L••no longer reported | Private Equity Fund | $4.2M | 87 | Feb 2, 2012 |
| U•• F•••• F••• T••• 2• L•• | Private Equity Fund | $3.6M | 31 | Jun 7, 2021 |
| U•• F•••• F••• S••••••••• 3•• L•• | Private Equity Fund | $3.5M | 85 | Sep 23, 2015 |
| U•• F•••• F••• S••••••••• 3• L•• | Private Equity Fund | $3.2M | 44 | Sep 23, 2015 |
| U•• F•••• F••• X•••• L••no longer reported | Private Equity Fund | $2.9M | 75 | Sep 15, 2014 |
| U•• F•••• F••• X•••••• L•• | Private Equity Fund | $2.3M | 67 | Sep 10, 2013 |
| U•• F•••• F••• S•••• L•• | Private Equity Fund | $1.2M | 13 | Sep 20, 2023 |
| U•• F•••• F••• C•••••• T••• 2• L••no longer reported | Private Equity Fund | $449,843 | 69 | Sep 22, 2016 |
| U•• F•••• F••• A•••••••• 2• L•• | Private Equity Fund | $119,353 | 49 | Sep 25, 2018 |
| U•• F•••• F••• L•••••• 2•• L••no longer reported | Private Equity Fund | $97,237 | 41 | Sep 26, 2017 |
| U•• F•••• F••• L•••••• 2•• L••no longer reported | Private Equity Fund | $96,906 | 74 | Sep 26, 2017 |
| U•• F•••• F••• A•••••••• 1• L•• | Private Equity Fund | $70,614 | 87 | Sep 26, 2017 |
| U•• F•••• F••• L••••••• 1••• L••no longer reported | Private Equity Fund | $51,097 | 83 | Sep 26, 2017 |
| U•• F•••• F••• L••••••• 1••• L••no longer reported | Private Equity Fund | $49,680 | 73 | Sep 26, 2017 |
| U•• F•••• F••• L•••••• 1• L••no longer reported | Private Equity Fund | $45,489 | 95 | Sep 23, 2015 |
| U•• F•••• F••• X••• L••no longer reported | Private Equity Fund | $36,466 | 70 | Feb 2, 2012 |
| U•• F•••• F••• X•• L••no longer reported | Private Equity Fund | $20,680 | 39 | Feb 2, 2012 |
| U•• F•••• F••• L••••••• 2•• L•• | Private Equity Fund | $14,557 | 66 | Jul 21, 2022 |
| U•• F•••• F••• X••• L••no longer reported | Private Equity Fund | $1 | 62 | Feb 2, 2012 |
| U•• F•••• F••• X••••• L•• | Private Equity Fund | $1 | 94 | Feb 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• W••••••• J••••• · Principalcontrolsince 08/2020 · owns 5% to 10%
- M••••••••• J•••• D••• · Managing Member Of The General Partner, Principalcontrolsince 06/2018 · owns 25% to 50%
- M••••••• A•••• · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- U••••••• W••••••• L•• · Managing Member Of The General Partner, Principalcontrolsince 10/2000 · owns 25% to 50%
- M••••••••• J•••• D••• · Membercontrolsince 09/2017 · owns 50% to 75% of P••• T••• P••••••• M••••••••• L••
- U••••••• W••••••• L•• · Membercontrolsince 05/2006 · owns 50% to 75% of P••• T••• P••••••• M••••••••• L••
- C•••••••• K••••••• M••••••• · Limited Partnersince 10/2000 · owns 5% to 10%
- O••••••••• L••• · Limited Partnersince 10/2000 · owns less than 5%
Entity owners
- P••• T••• P••••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P••• T••• A•••••••• I•••investment advisernRAUM $3.1B
- U• S• B••••• C•••••• C•••••••••broker-dealernRAUM $360M
- U••• B••••• I•••••••• A•••••• I••real estaten
Advisers that list P••• T••• P•••••••• L• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lincoln, Ma · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 17 to 13Nov 25, 2024 to Mar 12, 2025
- Accounts · 20 to 17Jan 22, 2024 to Sep 3, 2024
- Pooled vehicle clients · 20 to 17Jan 22, 2024 to Sep 3, 2024
- Assets in custody · $106M to $100MJan 22, 2024 to Sep 3, 2024
- Private funds · 20 to 17Jan 22, 2024 to Sep 3, 2024
- Discretionary RAUM · $106M to $100MJan 22, 2024 to Sep 3, 2024
- Pooled vehicle RAUM · $106M to $100MJan 22, 2024 to Sep 3, 2024
- RAUM · $106M to $100MJan 22, 2024 to Sep 3, 2024
- Accounts · 21 to 20May 24, 2023 to Sep 20, 2023
- Pooled vehicle clients · 21 to 20May 24, 2023 to Sep 20, 2023
- Assets in custody · $140M to $106MMay 24, 2023 to Sep 20, 2023
- Private funds · 19 to 20May 24, 2023 to Sep 20, 2023
- Discretionary RAUM · $140M to $106MMay 24, 2023 to Sep 20, 2023
- Pooled vehicle RAUM · $140M to $106MMay 24, 2023 to Sep 20, 2023
- RAUM · $140M to $106MMay 24, 2023 to Sep 20, 2023
- Private funds · 18 to 19Mar 14, 2023 to May 24, 2023
- Advisory employees · 6 to 5Aug 30, 2022 to Mar 14, 2023
- BD registered reps · 7 to 6Aug 30, 2022 to Mar 14, 2023
- Employees · 7 to 6Aug 30, 2022 to Mar 14, 2023
- Private funds · 21 to 18Aug 30, 2022 to Mar 14, 2023
- Accounts · 18 to 21Jul 21, 2022 to Aug 30, 2022
- Advisory employees · 5 to 6Jul 21, 2022 to Aug 30, 2022
- BD registered reps · 6 to 7Jul 21, 2022 to Aug 30, 2022
- Pooled vehicle clients · 18 to 21Jul 21, 2022 to Aug 30, 2022
- Assets in custody · $183M to $140MJul 21, 2022 to Aug 30, 2022
- Employees · 6 to 7Jul 21, 2022 to Aug 30, 2022
- Private funds · 22 to 21Jul 21, 2022 to Aug 30, 2022
- Discretionary RAUM · $183M to $140MJul 21, 2022 to Aug 30, 2022
- Pooled vehicle RAUM · $183M to $140MJul 21, 2022 to Aug 30, 2022
- RAUM · $183M to $140MJul 21, 2022 to Aug 30, 2022
- Private funds · 19 to 22Apr 1, 2022 to Jul 21, 2022
- Private funds · 21 to 19Jan 3, 2022 to Mar 17, 2022
- Private funds · 19 to 21Oct 6, 2021 to Dec 23, 2021
- Private funds · 18 to 19Sep 30, 2021 to Oct 6, 2021
- Assets in custody · $184M to $183MJun 8, 2021 to Sep 30, 2021
- Discretionary RAUM · $184M to $183MJun 8, 2021 to Sep 30, 2021
- Pooled vehicle RAUM · $184M to $183MJun 8, 2021 to Sep 30, 2021
- RAUM · $184M to $183MJun 8, 2021 to Sep 30, 2021
- BD registered reps · 5 to 6Oct 2, 2020 to Jun 7, 2021
- Assets in custody · $127M to $184MOct 2, 2020 to Jun 7, 2021
Signals
9 dated events
- P••• T••• P•••••••• L• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $100.0M)Dec 20, 2025 · Left the SEC roster · derived
- J••• D••• M•••••••• left P••• T••• P•••••••• L• for U• S• B••••• C•••••• C••••••••• (registered 2024-05-15)Sep 18, 2025 · Advisor changed firm · fact
- A•••• M•••••• left P••• T••• P•••••••• L• for U• S• B••••• C•••••• C••••••••• (registered 2026-05-28)Sep 18, 2025 · Advisor changed firm · fact
- C•••• C•••••••• P••••• left P••• T••• P•••••••• L• for U• S• B••••• C•••••• C••••••••• (registered 2026-06-09)Sep 18, 2025 · Advisor changed firm · fact
- P••• T••• P•••••••• L•'s advisors moved to U• S• B••••• C•••••• C••••••••• (Lincoln, MA): 3 of 3 registered, on the same daySep 18, 2025 · Firm absorbed (people side) · derived
- C••••••••• M•••••• C••••••• left P••• T••• P•••••••• L• for S••••••• F•••••••• P•••••••• L•• (registered 2024-07-17)Jan 18, 2023 · Advisor changed firm · fact
- A•••• M•••••• (Chief Compliance Officer) appeared on Schedule A of P••• T••• P•••••••• L•Jun 7, 2021 · Control person joined · fact
- J. William Beckett (Chief Compliance Officer) appeared on Schedule A of P••• T••• P•••••••• L•Aug 18, 2020 · Control person joined · fact
- P••• T••• P•••••••• L• reported RAUM $190.2M, down 38% from $305.6M (2018-06-25 to 2018-09-25)Sep 25, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- P••• T••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- P••• T••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- usbostongrowthcapital.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••• T••• P•••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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