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Registered advisor

M•••••• E••••• S•••••••

S••••••• D••• W••••• M•••••••••state registeredOkemos, MiIA-onlyIAPD 6235164

Feed of 09/14/2026

At current firm

1 y

since Jan 22, 2025

In the industry

12 y

since Mar 20, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• D••• W••••• M••••••••• state registered current
since Jan 22, 2025 · Okemos, Mi
L•• F•••••••• L•• BD affiliated
May 15, 2023 to Oct 3, 2024 · Bath, Mi
S•• BD affiliated
Jul 19, 2018 to May 15, 2023 · Bath, Mi
C••••• A••••••• L•• former
Jun 16, 2016 to Jul 24, 2018 · Rockford, Mi

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to S••••••• D••• W••••• M•••••••••
left Oct 3, 2024, registered Jan 22, 2025 (111 days) · Affiliated broker-dealer or bank to a state-registered adviser
S•• to L•• F•••••••• L••
left May 15, 2023, registered May 15, 2023 (0 days) · corporate re-registration, not a move
C••••• A••••••• L•• to S••
left Jul 24, 2018, registered Jul 19, 2018 (-5 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• E••••• S••••••• left L•• F•••••••• L•• for S••••••• D••• W••••• M••••••••• (registered 2025-01-22)
Oct 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address