L••••• G•••••••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Mar 16, 2021 · Chicago, Il
• T• A••••••••• I••••••••• M••••••••• L•• former
  Aug 18, 2014 to Jan 18, 2018 · Chicago, Il
• T• A••••••••• I••• former
  Aug 18, 2014 to Jan 18, 2018 · Chicago, Il
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Dec 9, 2013 to Aug 4, 2014 · Chicago, Il

• T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••
  left Jan 18, 2018, registered Mar 16, 2021 (1153 days) · Other
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Jan 18, 2018, registered Aug 18, 2014 (-1249 days) · channel change inside one enterprise, not a move
• N••••••••• M••••• I••••••••• S••••••••• to T• A••••••••• I•••
  left Aug 4, 2014, registered Aug 18, 2014 (14 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address