DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• N• B••••

S••••••• P•••••• W••••• G•••• L••independent RIAChesterfield, Modual registrantIAPD 6237336

Feed of 09/14/2026

Also filed as Erin N Roettger

At current firm

3 y

since Nov 7, 2022

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Trading & Operations Managerreportedsyntegrapwg.netfirm site, Sep 15, 2026
Direct business phone: 314-802-7232reportedsyntegrapwg.netfirm site, Sep 15, 2026
Professional profile: syntegrapwg.net/team/erin-burksreportedsyntegrapwg.netfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••••••• P•••••• W••••• G•••• L•• independent RIA current
since Nov 7, 2022 · Chesterfield, Mo
A•••• P•••• A••••••• former
Jan 3, 2019 to Dec 31, 2022 · Chesterfield, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 19, 2018 to Jan 3, 2019 · Chesterfield, Mo
C••••••••• W••••• M••••••••• L•• independent RIA
Sep 20, 2018 to Nov 30, 2018 · Lake Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to S••••••• P•••••• W••••• G•••• L••
left Dec 31, 2022, registered Nov 7, 2022 (-54 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
A••••••••• F•••••••• S•••••••• L•• to A•••• P•••• A•••••••
left Jan 3, 2019, registered Jan 3, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••••••• W••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Nov 30, 2018, registered Nov 19, 2018 (-11 days) · RIA to affiliated broker-dealer or bank

Signals

E••• N• B•••• left A•••• P•••• A••••••• for S••••••• P•••••• W••••• G•••• L•• (registered 2022-11-07)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address