RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• H••••• A••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 1, 2026 · Grosse Pointe Farms, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 21, 2023 to May 19, 2026 · Dearborn, Mi
- C••••••• S••••••••• formerJun 2, 2015 to Nov 3, 2023 · Dearborn, Mi
- M••••• S•••••• wirehouseOct 24, 2013 to Jun 8, 2015 · Birmingham, Mi
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 19, 2026, registered May 1, 2026 (-18 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Aug 21, 2023 (-74 days) · corporate re-registration, not a move
- M••••• S•••••• to C••••••• S•••••••••left Jun 8, 2015, registered Jun 2, 2015 (-6 days) · Other
- S•••• H••••• A•••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-05-01)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address