RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• M• P•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 18, 2026 · Bend, Or
- O•••• W•••••• I••• BD affiliatedNov 3, 2023 to Jun 18, 2026 · Bend, Or
- F•• S••••••••• C••••••••• formerSep 15, 2017 to Nov 3, 2023 · Bend, Or
- M••••• S•••••• wirehouseOct 28, 2013 to Sep 18, 2017 · Bend, Or
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Jun 18, 2026, registered Jun 18, 2026 (0 days) · Affiliated broker-dealer or bank to another
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to F•• S••••••••• C•••••••••left Sep 18, 2017, registered Sep 15, 2017 (-3 days) · Other
- B••••••• M• P••••••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-06-18)Jun 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address