DFX Intelligence
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Registered advisor
D••••• J•••• V••••••••
Feed of 09/14/2026
Also filed as D••••• J• V••••••••
At current firm
2 y
since Jul 19, 2024
In the industry
12 y
since Jan 24, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• F•••••••• G••••• L•• independent RIA currentsince Jul 19, 2024 · Wimberley, Tx
- W•••• F•••• A••••••• wirehouseNov 15, 2017 to May 20, 2024 · San Antonio, Tx
- C•••••• S••••• • C••• I••• national BDJun 17, 2016 to Nov 14, 2017 · Austin, Tx
- H•••••• F•••••••• G••••• L•• independent RIAJun 25, 2015 to Aug 5, 2016 · Wimberley, Tx
- W•••••• • R••• formerJan 25, 2014 to Dec 2, 2014 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to H•••••• F•••••••• G••••• L••left May 20, 2024, registered Jul 19, 2024 (60 days) · Wirehouse to independent RIA
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left Nov 14, 2017, registered Nov 15, 2017 (1 days) · Affiliated broker-dealer or bank to wirehouse
- H•••••• F•••••••• G••••• L•• to C•••••• S••••• • C••• I•••left Aug 5, 2016, registered Jun 17, 2016 (-49 days) · RIA to affiliated broker-dealer or bank
- W•••••• • R••• to H•••••• F•••••••• G••••• L••left Dec 2, 2014, registered Jun 25, 2015 (205 days) · Other
Signals
- ••• LockedMay 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address