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Registered advisor

P•••••• M••••••••

T• P•••••• C••••• W••••• L••BD affiliatedManchester, Nhdual registrantIAPD 6243714

Feed of 09/14/2026

Also filed as P•••••• James M••••••••

At current firm

3 y

since Mar 30, 2023

In the industry

12 y

since Dec 9, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Mar 30, 2023 · Manchester, Nh
C••••••• S••••••••• I••• BD affiliated
Apr 27, 2017 to Nov 29, 2022 · Canton, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 25, 2016 to Apr 24, 2017 · Stoneham, Ma
E••••• J•••• national BD
Mar 4, 2014 to Apr 14, 2016 · Haverhill, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to T• P•••••• C••••• W••••• L••
left Nov 29, 2022, registered Mar 30, 2023 (121 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Apr 24, 2017, registered Apr 27, 2017 (3 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 14, 2016, registered Apr 25, 2016 (11 days) · Affiliated broker-dealer or bank to wirehouse

Signals

P•••••• M•••••••• left C••••••• S••••••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2023-03-30)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address