RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Thomas Andrew Ricks
- Title
- Wealth Management Advisorreportedmysimplifiedwealth.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Simplified Wealth Management independent RIA currentsince Jul 30, 2018 · Hattiesburg, Ms
- LPL Financial LLC BD affiliatedJan 4, 2016 to Jul 27, 2018 · Purvis, Ms
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 22, 2015 to Jan 5, 2016 · Hattiesburg, Ms
- LPL Financial LLC to Simplified Wealth Managementleft Jul 27, 2018, registered Jul 30, 2018 (3 days) · RIA to RIA · moved with a team
- Raymond James Financial Services Advisors, Inc to LPL Financial LLCleft Jan 5, 2016, registered Jan 4, 2016 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address