RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• J••• Y•••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince May 18, 2023 · Atlanta, Ga
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 2, 2018 to Apr 13, 2022 · Peachtree Cor, Ga
- N••••••••• M••••• I••••••••• S••••••••• to C•••••• I••••••••• A•••••••• L••left Apr 13, 2022, registered May 18, 2023 (400 days) · Other
- M•• J••• Y••• left N••••••••• M••••• I••••••••• S••••••••• for C•••••• I••••••••• A•••••••• L•• (registered 2023-05-18)Apr 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address