RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• W•••• W•••••
- A•••• W••••• M••••••••• G•••• independent RIA currentsince Jun 19, 2025 · Plano, Tx
- A•••• W••••• M••••••••• L•• independent RIAApr 12, 2023 to Jul 16, 2025 · Plano, Tx
- S•••• F•••••••• P•••••••• L••••• formerOct 12, 2013 to Dec 31, 2023 · Plano, Tx
- A•••• W••••• M••••••••• L•• to A•••• W••••• M••••••••• G••••left Jul 16, 2025, registered Jun 19, 2025 (-27 days) · RIA to RIA
- S•••• F•••••••• P•••••••• L••••• to A•••• W••••• M••••••••• L••left Dec 31, 2023, registered Apr 12, 2023 (-263 days) · RIA to RIA · moved with a team
- R•••• W•••• W••••• left A•••• W••••• M••••••••• L•• for A•••• W••••• M••••••••• G•••• (registered 2025-06-19)Jul 16, 2025 · Advisor changed firm · fact
- R•••• W•••• W••••• left S•••• F•••••••• P•••••••• L••••• for A•••• W••••• M••••••••• L•• (registered 2023-04-12)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address