DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• W••••• M••••••••• L••
Latest filing Apr 3, 2026
First filing on the tape Dec 1, 2011 · 48 filings
SEC status approved since Dec 4, 2008
RAUM
$6.5B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
87%
$5.6B individuals and HNW
Advisors
71
registered through the firm on IAPD
RAUM per advisor
$91.0M
derived; firm RAUM over IAPD count
Employees
170
125 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$6.5B as of Apr 3, 2026
Mar 19, 2012$102M then
HNW client RAUM$4.9B as of Apr 3, 2026
Mar 29, 2018$395M then
State-registered IARs (5.B.3)75 as of Apr 3, 2026
Mar 19, 20120 then
Employees (5.A)170 as of Apr 3, 2026
Mar 27, 20138 then
Private funds: no history
RAUM +27% over the last fiscal year+39% a year over threeIARs 52 to 75offices 14 to 13
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $92.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +44%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Financial planning clients
- 2,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.9B76%
- Individuals$680M11%
- Pension and profit-sharing plans$407M6.3%
- Corporations and businesses$363M5.6%
- Banks and thrifts$63.6M1.0%
- Charitable organizations$38.5M0.6%
- Individual clients
- 2,487reported
- HNW clients
- 2,288reported
- Pension plan clients
- 71reported
- Charitable clients
- 11reported
- Accounts
- 4,894reported
- Financial planning clients
- 2,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
71 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• L•• V•• D••••••Certified Financial Planner | Omaha, Ne | Jan 9, 2009 | 25 y | 1 |
| K••• E••• N••••• | Omaha, Ne | Jan 9, 2009 | 42 y | 1 |
| B•••• E••••• C••••••• | Omaha, Ne | Apr 5, 2011 | 26 y | 2 |
| R••••• W•••• G•••• | Omaha, Ne | Mar 6, 2012 | 35 y | 1 |
| A••••• P••••••• M••••••Chartered Financial Analyst | Omaha, Ne | Nov 7, 2013 | 33 y | 2 |
| J••• W•••• M•••••••• | Omaha, Ne | Oct 7, 2015 | 33 y | 1 |
| S•••••• R••••• P•••••••• | Omaha, Ne | Dec 14, 2015 | 20 y | 1 |
| A•••••• L• C•••••Certified Financial Planner | Omaha, Ne | Feb 4, 2016 | 25 y | 2 |
| S•••••• L••••••• E•••Certified Financial Planner | Omaha, Ne | Jan 9, 2017 | 16 y | 0 |
| D••••• W•••• S•••••• | Omaha, Ne | Aug 25, 2017 | 18 y | 4 |
| S••••• R•••••• R••••• | Omaha, Ne | Oct 31, 2018 | 18 y | 1 |
| W•••••• E•••• S•••••••Certified Financial Planner | Omaha, Ne | Oct 31, 2018 | 11 y | 3 |
| C•••••• J••• B••••• | Omaha, Ne | Oct 31, 2018 | 45 y | 1 |
| R••• S•••• E•••••Certified Financial Planner | Omaha, Ne | May 17, 2019 | 22 y | 4 |
| R•••• S•••• S•••••••Chartered Financial Consultant | Omaha, Ne | Jun 17, 2019 | 38 y | 1 |
| C••••••••• N••• T•••Certified Financial Planner | Omaha, Ne | Jul 16, 2019 | 19 y | 3 |
| J•••••• L•••• S•••••• | Omaha, Ne | Aug 12, 2019 | 11 y | 1 |
| J••• M••••••• E••••Certified Financial Planner | Omaha, Ne | Oct 10, 2019 | 31 y | 4 |
| J••••• S••••• H•••••Certified Financial Planner | San Antonio, Tx | Oct 16, 2019 | 13 y | 2 |
| S•••• T•••••• C••••Certified Financial Planner | Omaha, Ne | May 13, 2020 | 25 y | 3 |
| N••••• A••••• H•••••Certified Financial Planner | Omaha, Ne | Dec 21, 2020 | 10 y | 0 |
| J•• M•••••• E••• N•••••Certified Financial Planner | Omaha, Ne | Jan 25, 2021 | 10 y | 0 |
| M•••••• D••••• P••••••••• | Omaha, Ne | Jun 22, 2021 | 13 y | 1 |
| M••• E••••• P••••••Certified Financial Planner | Omaha, Ne | Aug 12, 2021 | 35 y | 4 |
| N•••••••• M•••• H•••Certified Financial Planner | Omaha, Ne | Sep 2, 2021 | 21 y | 1 |
| K•••• G•••••• S••••••Certified Financial Planner | Omaha, Ne | Nov 17, 2021 | 19 y | 6 |
| N••••••• B••••• | Omaha, Ne | Jan 26, 2022 | 12 y | 0 |
| S••••• K••••• L•••••Certified Financial Planner | Omaha, Ne | Jul 8, 2022 | 16 y | 1 |
| R••• D••••• M•••••••• | Omaha, Ne | Jul 12, 2022 | 17 y | 1 |
| A•••• T•••••Certified Financial Planner | Omaha, Ne | Sep 29, 2022 | 10 y | 0 |
| D•••• P••• V•••••• | The W••••••••, Tx | Oct 4, 2022 | 38 y | 1 |
| M••••• L••• M••••• | The W••••••••, Tx | Oct 5, 2022 | 44 y | 1 |
| C••••• L•• S•••• | S••••Sdale, Az | Oct 14, 2022 | 22 y | 3 |
| A••• R••••• S••••Certified Financial Planner | Plano, Tx | Apr 12, 2023 | 27 y | 1 |
| L•• S•••••• M•••••Certified Financial Planner | Omaha, Ne | Oct 16, 2023 | 39 y | 7 |
| M••• K•••••• C••••••Chartered Financial Analyst | Houston, Tx | Jan 4, 2024 | 34 y | 2 |
| A••••• R•• P••••••Certified Financial Planner | Omaha, Ne | Feb 6, 2024 | 13 y | 0 |
| R••••• D••••• F•••••• | Omaha, Ne | Mar 29, 2024 | 10 y | 0 |
| J••••• M•••••• R•••••• | Omaha, Ne | Mar 29, 2024 | 19 y | 3 |
| J••••• M•••••• P••••••• | La Vista, Ne | May 8, 2024 | 15 y | 6 |
Advisor movement
4 left, 19 joined in 12 months
net +15 in 12 months4 left in 90 days2 joined in 90 daysdeparture rate 5.6% of current headcount7 left over 36 months
Left, latest
- T•••••• E••••• R••••• to A••••••• S•••••••• G••••Jul 2, 2026 · RIA to RIA
- K••• C•••••• to A••••••• S•••••••• G••••Jul 2, 2026 · RIA to RIA
- S•••••• L••••• C•••••• to A••••••• S•••••••• G••••Jul 2, 2026 · RIA to RIA
- A••• C•••••••• to R•• A•••••••Jun 26, 2026 · RIA to RIA
- L••• A•••••••• H••••• to L•• F•••••••• L••Sep 9, 2025 · RIA to affiliated broker-dealer or bank
- R•••• W•••• W••••• to A•••• W••••• M••••••••• G••••Jul 16, 2025 · RIA to RIA
- J••••• S••••• S••••••••• to N••••••••• S••••••••• L••Mar 28, 2025 · Other
- M••• E••••• P•••••• to S••••••••• A•••••• G••••• L••Apr 18, 2017 · Other
Joined, latest
- A•• S••••• from P••••••••• P•••• A•••••••Sep 9, 2026 · RIA to RIA
- E••• H••••• F••• from P••••••••• P•••• A•••••••Jun 22, 2026 · RIA to RIA
- J••• J••••• H••• from P••••••••• P•••• A•••••••Apr 15, 2026 · RIA to RIA
- A••• J••• S•••••••• from I••••••• I••••••••• C••••••• L••Apr 10, 2026 · RIA to RIA
- W•••••• D•••• R••••••••• from S•••• I••••• S••••••••• L••Feb 23, 2026 · RIA to RIA
- M•••••• J••• W••••• from P••••••••• P•••• A•••••••Feb 17, 2026 · RIA to RIA
- C••••••••• J••••• M•••• from O•••• P•••••••• S••••••••• L••Feb 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- S•••••••• B•••••• L••••••••• from R••••• W• B•••• • C•• I•••••••••Feb 12, 2026 · RIA to RIA
- P•••••• S••••• from P••••••••• P•••• A•••••••Feb 2, 2026 · RIA to RIA
- S•••••• M•••••• H••••• from P••••••••• P•••• A•••••••Jan 27, 2026 · RIA to RIA
- M•••••• C•••• from P••••••••• P•••• A•••••••Jan 27, 2026 · RIA to RIA
- T•••••• D•••• M••••• from C••••• A••••••• L••Jan 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- R•••••• L•• W••••• from P••••••••• P•••• A•••••••Jan 21, 2026 · RIA to RIA
- M•••••• J••• C••••• from P••••••••• P•••• A•••••••Jan 21, 2026 · RIA to RIA
- N••••• S••••• from P••••••••• P•••• A•••••••Jan 15, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for A••••••• S•••••••• G••••Jul 2, 2026 · S••••Sdale, Az
- 8 joined from P••••••••• P•••• A•••••••Dec 31, 2025 · Roseville, Ca · Firm absorbed
- 2 joined from P••••••••• P•••• A•••••••Dec 31, 2025 · Riverton, Ut
- 2 joined from A•••• A•••••••• L••Dec 31, 2024 · San Diego, Ca
- 3 joined from F••••• F•••••••• G••••• I•••May 7, 2024 · Columbus, Oh · Firm absorbed
- 2 joined from S•••• F•••••••• P•••••••• L•••••Dec 31, 2023 · Plano, Tx
- 2 joined from W•••••••• A•••• M••••••••• I••Oct 5, 2022 · The W••••••••, Tx
- 2 joined from L•••••••• W••••• M••••••••• L••Oct 26, 2021 · Minnetonka, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• B••••• E••••• · Ceocontrolsince 01/2023 · owns less than 5%
- C••••• S••••• T•••••• · President Of Wealthcontrolsince 12/2023 · owns less than 5%
- K••••• B••••••• M•••••• · Cfocontrolsince 12/2023 · owns less than 5%
- L••••• V•••••••• J••• · Cco & General C••••••controlsince 03/2025 · owns less than 5%
- M••••••• K••••• M•••• · Coocontrolsince 09/2023 · owns less than 5%
- H•••••••• E•••• E••••• · Owner, Chief Compliance Officer,since 06/2024 · owns less than 5%
Entity owners
- A•••• A••••••••• L•• · Ownerdirect · owns 10% to 25%
- A•••• G••••• L•• · Ownerdirect · owns 75% or more
- A•••• H•••••••• L•• · Ownerdirect · owns 50% to 75%
- C•• A••• I•••••••• L•• · Ownerdirect · owns 25% to 50%
- C•• F••• G•• L•• · General Partnerindirect · owns F of C•• F•••• L•
- C•• F•••• L• · Limited Partnerindirect · owns 75% or more of C•• A••• I•••••••• L••
Related persons
Schedule D 7.A
- M••••• M•••••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 66 | 21 | 1 | ||
| Roseville, Ca | 9 | 9 | 0 | ||
| San Antonio, Tx | 6 | 1 | 0 | ||
| S••••Sdale, Az | 3 | 2 | 2 | 1 | |
| The W••••••••, Tx | 3 | 1 | 1 | ||
| Columbus, Oh | 3 | 0 | 0 | ||
| San Diego, Ca | 2 | 1 | 0 | ||
| Jacksonville Beach, Fl | 2 | 0 | 0 | ||
| La Vista, Ne | 2 | 0 | 0 | ||
| Minnetonka, Mn | 2 | 1 | 0 | ||
| Houston, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- The W••••••••, TX6 employees
- Houston, TX4 employees
- Minnetonka, MN4 employees
- La Vista, NE2 employees
- Bellevue, WA2 employees
- Columbus, OH2 employees
- Jacksonville, FL2 employees
- San Antonio, TX2 employees
- Santa Rosa, CA2 employees
- S••••Sdale, AZ2 employees
- Franklin, TN1 employees
- Napa, CA1 employees
- Phoenix, AZ1 employees
- Plano, TX1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- new owner headcount expandsCombination · filing Apr 3, 2026A•••• G••••• L•• joined Schedule A on the filing of 2026-04-03; advisors 52.0 to 75.0 between the annual amendments of 2025-04-15 and 2026-04-03peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 3, 2026L••••• V•••••••• J••• (CCO & GENERAL C••••••) appeared on Schedule A between the filings of 2024-07-22 and 2026-04-03peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 3, 2026C••••• S••••• T•••••• (PRESIDENT OF WEALTH) left Schedule A between the filings of 2024-07-22 and 2026-04-03peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 4,385 to 4,894Oct 27, 2025 to Mar 24, 2026
- Advisory employees · 120 to 125Oct 27, 2025 to Mar 24, 2026
- BD registered reps · 7 to 2Oct 27, 2025 to Mar 24, 2026
- Charity clients · 10 to 11Oct 27, 2025 to Mar 24, 2026
- Corporate clients · 31 to 34Oct 27, 2025 to Mar 24, 2026
- HNW clients · 2,000 to 2,288Oct 27, 2025 to Mar 24, 2026
- Individual clients · 2,277 to 2,487Oct 27, 2025 to Mar 24, 2026
- Pension plan clients · 64 to 71Oct 27, 2025 to Mar 24, 2026
- Employees · 201 to 170Oct 27, 2025 to Mar 24, 2026
- State-registered IARs · 52 to 75Oct 27, 2025 to Mar 24, 2026
- Other offices · 14 to 13Oct 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $4.7B to $6.0BOct 27, 2025 to Mar 24, 2026
- HNW RAUM · $3.8B to $4.9BOct 27, 2025 to Mar 24, 2026
- Individual RAUM · $538M to $680MOct 27, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $340M to $424MOct 27, 2025 to Mar 24, 2026
- Pension RAUM · $338M to $407MOct 27, 2025 to Mar 24, 2026
- RAUM · $5.1B to $6.5BOct 27, 2025 to Mar 24, 2026
- Advisory employees · 113 to 120Feb 4, 2025 to Apr 15, 2025
- Financial planning clients · More than 500 to More than 500Feb 4, 2025 to Apr 15, 2025
- Other offices · 15 to 14Feb 4, 2025 to Apr 15, 2025
- Accounts · 3,710 to 4,385Oct 1, 2024 to Feb 4, 2025
- Advisory employees · 97 to 113Oct 1, 2024 to Feb 4, 2025
- Corporate clients · 30 to 31Oct 1, 2024 to Feb 4, 2025
- HNW clients · 1,591 to 2,000Oct 1, 2024 to Feb 4, 2025
- Individual clients · 2,013 to 2,277Oct 1, 2024 to Feb 4, 2025
- Pension plan clients · 62 to 64Oct 1, 2024 to Feb 4, 2025
- Employees · 204 to 201Oct 1, 2024 to Feb 4, 2025
- State-registered IARs · 45 to 52Oct 1, 2024 to Feb 4, 2025
- Other offices · 14 to 15Oct 1, 2024 to Feb 4, 2025
- Discretionary RAUM · $3.6B to $4.7BOct 1, 2024 to Feb 4, 2025
- HNW RAUM · $2.9B to $3.8BOct 1, 2024 to Feb 4, 2025
- Individual RAUM · $460M to $538MOct 1, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $346M to $340MOct 1, 2024 to Feb 4, 2025
- Pension RAUM · $246M to $338MOct 1, 2024 to Feb 4, 2025
- RAUM · $4.0B to $5.1BOct 1, 2024 to Feb 4, 2025
- Related broker-dealer · true to falseOct 1, 2024 to Feb 4, 2025
- Other offices · 12 to 14Mar 28, 2024 to Jul 8, 2024
- Accounts · 3,445 to 3,710Mar 8, 2024 to Mar 28, 2024
- Corporate clients · 19 to 30Mar 8, 2024 to Mar 28, 2024
- HNW clients · 1,400 to 1,591Mar 8, 2024 to Mar 28, 2024
Signals
31 dated events
- C••••••••• J••••• M•••• no longer holds an investment adviser registration (last listed at A•••• W••••• M••••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · a•••••• registration ended · derived
- T•••••• E••••• R••••• left A•••• W••••• M••••••••• L•• for A••••••• S•••••••• G•••• (registered 2026-07-01)Jul 2, 2026 · a•••••• firm change · fact
- K••• C•••••• left A•••• W••••• M••••••••• L•• for A••••••• S•••••••• G•••• (registered 2026-07-01)Jul 2, 2026 · a•••••• firm change · fact
- S•••••• L••••• C•••••• left A•••• W••••• M••••••••• L•• for A••••••• S•••••••• G•••• (registered 2026-07-01)Jul 2, 2026 · a•••••• firm change · fact
- 2 advisors left A•••• W••••• M••••••••• L•• (S••••sdale, AZ) for A••••••• S•••••••• G•••• on the same dayJul 2, 2026 · Team lift-out · derived
- A••• C•••••••• left A•••• W••••• M••••••••• L•• for R•• A••••••• (registered 2026-07-15)Jun 26, 2026 · a•••••• firm change · fact
- A•••• W••••• M••••••••• L•• reported 75 state-registered advisory representatives, up from 52 (2025-10-27 to 2026-03-24)Mar 24, 2026 · ria a•••••• headcount change · derived
- A•••• W••••• M••••••••• L•• reported RAUM $6.5B, up 27% from $5.1B (2025-10-27 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- P••••••••• P•••• A•••••••'s advisors moved to A•••• W••••• M••••••••• L•• (Roseville, CA): 11 of 12 registered, on the same dayDec 31, 2025 · Firm absorbed (people side) · derived
- 2 advisors left P••••••••• P•••• A••••••• (Riverton, UT) for A•••• W••••• M••••••••• L•• on the same dayDec 31, 2025 · Team lift-out · derived
- L••• A•••••••• H••••• left A•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-09-08)Sep 9, 2025 · a•••••• firm change · fact
- R•••• W•••• W••••• left A•••• W••••• M••••••••• L•• for A•••• W••••• M••••••••• G•••• (registered 2025-06-19)Jul 16, 2025 · a•••••• firm change · fact
- J••••• S••••• S••••••••• left A•••• W••••• M••••••••• L•• for N••••••••• S••••••••• L•• (registered 2025-03-13)Mar 28, 2025 · a•••••• firm change · fact
- A•••• W••••• M••••••••• L•• reported RAUM $5.1B, up 28% from $4.0B (2024-10-01 to 2025-02-04)Feb 4, 2025 · RAUM change · derived
- 2 advisors left A•••• A•••••••• L•• (San Diego, CA) for A•••• W••••• M••••••••• L•• on the same dayDec 31, 2024 · Team lift-out · derived
- A••• Morman Carmel no longer registered at A•••• W••••• M••••••••• L••; no later IA registration on IAPDOct 23, 2024 · a•••••• departure · fact
- T•••••• S•••• Cavey (President Of Wealth) appeared on Schedule A of A•••• W••••• M••••••••• L••Oct 1, 2024 · Control person joined · fact
- Edward Britt Campbell (Ceo) appeared on Schedule A of A•••• W••••• M••••••••• L••Oct 1, 2024 · Control person joined · fact
- Marie Kelli Mehrens (Coo) appeared on Schedule A of A•••• W••••• M••••••••• L••Oct 1, 2024 · Control person joined · fact
- M•••••• B•••••• K•••• (Cfo) appeared on Schedule A of A•••• W••••• M••••••••• L••Oct 1, 2024 · Control person joined · fact
- F••••• F•••••••• G••••• I•••'s advisors moved to A•••• W••••• M••••••••• L•• (Columbus, OH): 3 of 3 registered, on the same dayMay 7, 2024 · Firm absorbed (people side) · derived
- A•••• W••••• M••••••••• L•• reported RAUM $3.3B, up 36% from $2.4B (2023-10-13 to 2024-03-08)Mar 8, 2024 · RAUM change · derived
- M•••••• B•••••• K•••• (Owner / Cfo) appeared on Schedule A of A•••• W••••• M••••••••• L••Mar 8, 2024 · Control person joined · fact
- 2 advisors left S•••• F•••••••• P•••••••• L••••• (Plano, TX) for A•••• W••••• M••••••••• L•• on the same dayDec 31, 2023 · Team lift-out · derived
- 2 advisors left W•••••••• A•••• M••••••••• I•• (The W••••••••, TX) for A•••• W••••• M••••••••• L•• on the same dayOct 5, 2022 · Team lift-out · derived
- Eric Kent Nelson (Member) no longer on Schedule A of A•••• W••••• M••••••••• L•• (listed 2022-03-28, absent 2022-07-25)Jul 25, 2022 · Control person left · inference
- A•••• W••••• M••••••••• L•• reported RAUM $2.3B, up 38% from $1.7B (2021-12-14 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- A•••• W••••• M••••••••• L•• reported 39 state-registered advisory representatives, up from 20 (2020-10-09 to 2021-03-03)Mar 3, 2021 · ria a•••••• headcount change · derived
- A•••• W••••• M••••••••• L•• reported RAUM $1.7B, up 27% from $1.3B (2020-10-09 to 2021-03-03)Mar 3, 2021 · RAUM change · derived
- Lee Burton Van Denburg (Member) no longer on Schedule A of A•••• W••••• M••••••••• L•• (listed 2020-10-09, absent 2021-03-03)Mar 3, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 763-542-8884reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- aviorwealthmn.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 402-218-4064reportedpublic record, Form ADV, Apr 3, 2026
- Team page
- aviorwealthmn.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026