DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Zero Day Capital Enterprises LLC

Independent wealth managerCRD 331228SEC 801-130224website IAPD

Latest filing Aug 19, 2026

First filing on the tape Apr 5, 2024 · 23 filings

SEC status approved since May 3, 2024

RAUM

$30.7M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

94%

$28.9M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$1.9M

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

23 filings and snapshots on the tape

RAUM$30.7M as of Aug 19, 2026

Jan 20, 2025$35.2M then

HNW client RAUM$18.0M as of Aug 19, 2026

Jan 20, 2025$14.2M then

State-registered IARs (5.B.3)15 as of Aug 19, 2026

Jan 20, 20257 then

Employees (5.A)15 as of Aug 19, 2026

Jan 20, 20257 then

Private funds: no history

RAUM -20% over the last fiscal yearIARs 12 to 15offices 12 to 17

Practice profile

derived from the filing of Aug 19, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $1.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 8derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.3MderivedHNW RAUM over HNW clients
Average account: $192,069derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 5.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.9derivedItem 5.A over advisors
Advisors per office: 0.9derived18 offices incl. principal (1.F.5)
RAUM growth, one year: -20%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +49%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$18.0M59%
Individuals$10.9M36%
Charitable organizations$1.8M5.8%

Individual clients: 116reported
HNW clients: 14reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 160reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

16 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Travis Salley	West Point, Ny	Oct 25, 2024	16 y	4
Edward Eugene Vela	Arleta, Ca	Oct 28, 2024	19 y	7
Haley Carlisle	Leesburg, Fl	Jan 2, 2025	10 y	1
Michael YuenCertified Financial Planner	West Point, Ny	Feb 13, 2025	10 y	2
Alex Spencer BethuneCertified Financial Planner	Tampa, Fl	Mar 7, 2025	11 y	4
Jesse Robert Navarrete	Greenville, Nc	Jul 1, 2025	10 y	1
Nicholas John Schlagheck	West Point, Ny	Jul 21, 2025	11 y	4
Jeffrey Ray Bondi	Conroe, Tx	Aug 12, 2025	13 y	0
Trevor Violette	West Point, Ny	Oct 21, 2025	11 y	0
James Dylan Baxter	Byron, Ga	Dec 5, 2025	10 y	2
Mark Lloyd Post	Yukon, Ok	Dec 10, 2025	10 y	3
Yvette Sanchez Amaro	Temecula, Ca	Jan 5, 2026	31 y	2
Kha Phan	West Point, Ny	Jan 21, 2026	10 y	0
Lyles Donnell Knox	Blythewood, Sc	Jun 2, 2026	12 y	3
Duncan Tyrel Sandlin	West Point, Ny	Jun 10, 2026	12 y	1
Matthew Dillion Blickenderfer	Colorado Springs, Co	Aug 19, 2026	16 y	4

Advisor movement

1 left, 5 joined in 12 months

net +4 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 6.3% of current headcount8 left over 36 months

Left, latest

Kevin Aaron Krause to Simplicity Wealth
May 14, 2026 · RIA to RIA
Jon Anthony Hoyle to Gradient Advisors, LLC
Aug 15, 2025 · RIA to RIA
Paul W Harvey to Esi Financial Advisors
Jul 14, 2025 · RIA to RIA
Brad Holtzclaw to Empower Advisory Group, LLC
Jul 14, 2025 · RIA to affiliated broker-dealer or bank
Tanner Kenneth Johnson to Private Advisor Group, LLC
Jul 14, 2025 · RIA to affiliated broker-dealer or bank
Carlos Daniel Ruiz to Origin Investment Advisory LLC
May 29, 2025 · RIA to RIA
Erick Glenn Schenkhuizen to US Capital Global Wealth Management, LLC
Mar 25, 2025 · RIA to a state-registered adviser
Ara Alexander Kachadourian to US Capital Global Wealth Management, LLC
Dec 12, 2024 · RIA to a state-registered adviser

Joined, latest

Matthew Dillion Blickenderfer from Fidelity Personal And Workplace Advisors
Aug 19, 2026 · Affiliated broker-dealer or bank to independent RIA
Duncan Tyrel Sandlin from Waddell & Reed
Jun 10, 2026 · Other
Lyles Donnell Knox from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jun 2, 2026 · Wirehouse to independent RIA
Yvette Sanchez Amaro from Western International Securities
Jan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
James Dylan Baxter from Cambridge Investment Research Advisors, Inc.
Dec 5, 2025 · Affiliated broker-dealer or bank to independent RIA
Nicholas John Schlagheck from Cape Investment Advisory, Inc.
Jul 21, 2025 · RIA to RIA
Jesse Robert Navarrete from Excel Wealth Management, LLC
Jul 1, 2025 · Other
Jon Anthony Hoyle from Ip Financial Advisory Services LLC
Jun 30, 2025 · RIA to RIA
Paul W Harvey from Pruco Securities, LLC
Apr 29, 2025 · Affiliated broker-dealer or bank to independent RIA
Carlos Daniel Ruiz from Pivot Wealth Advisors
Apr 22, 2025 · Other
Alex Spencer Bethune from Instrumental Wealth, LLC
Mar 7, 2025 · RIA to RIA
Brad Holtzclaw from Charles Schwab & Co., Inc.
Mar 5, 2025 · Affiliated broker-dealer or bank to independent RIA
Michael Yuen from Morgan Stanley
Feb 13, 2025 · Wirehouse to independent RIA
Haley Carlisle from Edward Jones
Jan 2, 2025 · Affiliated broker-dealer or bank to independent RIA
Tanner Kenneth Johnson from Oak Lane Advisors
Oct 28, 2024 · RIA to RIA

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Gene Travis Salley · Principal And Chief Compliance Officercontrol
since 04/2024 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
West Point, Ny	13	7	0
Carlsbad, Ca	0	0	0
Glendale, Ca	0	0	0
Austin, Tx	0	0	0
Swan Valley, Id	0	0	0
Simi Valley, Ca	0	0	1
Orlando, Fl	0	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 16 to 15
Jun 2, 2026 to Aug 19, 2026
Employees · 16 to 15
Jun 2, 2026 to Aug 19, 2026
State-registered IARs · 16 to 15
Jun 2, 2026 to Aug 19, 2026
Advisory employees · 15 to 16
May 14, 2026 to Jun 2, 2026
Employees · 15 to 16
May 14, 2026 to Jun 2, 2026
State-registered IARs · 15 to 16
May 14, 2026 to Jun 2, 2026
Other offices · 16 to 17
May 14, 2026 to Jun 2, 2026
Advisory employees · 16 to 15
Apr 29, 2026 to May 14, 2026
BD registered reps · 1 to 0
Apr 29, 2026 to May 14, 2026
Employees · 16 to 15
Apr 29, 2026 to May 14, 2026
State-registered IARs · 16 to 15
Apr 29, 2026 to May 14, 2026
Advisory employees · 15 to 16
Jan 21, 2026 to Apr 29, 2026
Employees · 15 to 16
Jan 21, 2026 to Apr 29, 2026
State-registered IARs · 15 to 16
Jan 21, 2026 to Apr 29, 2026
Other offices · 15 to 16
Jan 21, 2026 to Apr 29, 2026
Accounts · 275 to 160
Nov 14, 2025 to Jan 21, 2026
Advisory employees · 14 to 15
Nov 14, 2025 to Jan 21, 2026
Corporate clients · 1.0 to unset
Nov 14, 2025 to Jan 21, 2026
HNW clients · 18 to 14
Nov 14, 2025 to Jan 21, 2026
Individual clients · 69 to 116
Nov 14, 2025 to Jan 21, 2026
Employees · 14 to 15
Nov 14, 2025 to Jan 21, 2026
Financial planning clients · 0 to 1-10
Nov 14, 2025 to Jan 21, 2026
State-registered IARs · 14 to 15
Nov 14, 2025 to Jan 21, 2026
Other offices · 14 to 15
Nov 14, 2025 to Jan 21, 2026
Discretionary RAUM · $38.2M to $30.7M
Nov 14, 2025 to Jan 21, 2026
HNW RAUM · $17.5M to $18.0M
Nov 14, 2025 to Jan 21, 2026
Individual RAUM · $18.5M to $10.9M
Nov 14, 2025 to Jan 21, 2026
RAUM · $38.2M to $30.7M
Nov 14, 2025 to Jan 21, 2026
Advisory employees · 13 to 14
Aug 15, 2025 to Nov 14, 2025
Employees · 13 to 14
Aug 15, 2025 to Nov 14, 2025
Financial planning clients · 0 to 0
Aug 15, 2025 to Nov 14, 2025
State-registered IARs · 13 to 14
Aug 15, 2025 to Nov 14, 2025
Other offices · 13 to 14
Aug 15, 2025 to Nov 14, 2025
Advisory employees · 15 to 13
Jul 30, 2025 to Aug 15, 2025
BD registered reps · 2 to 1
Jul 30, 2025 to Aug 15, 2025
Employees · 15 to 13
Jul 30, 2025 to Aug 15, 2025
State-registered IARs · 15 to 13
Jul 30, 2025 to Aug 15, 2025
Other offices · 14 to 13
Jul 30, 2025 to Aug 15, 2025
Advisory employees · 14 to 15
Jun 27, 2025 to Jul 30, 2025
BD registered reps · 1 to 2
Jun 27, 2025 to Jul 30, 2025

Signals

10 dated events

Kevin Aaron Krause left Zero Day Capital Enterprises Llc for Simplicity Wealth (registered 2026-05-18)
May 14, 2026 · Advisor changed firm · fact
Jon Anthony Hoyle left Zero Day Capital Enterprises Llc for Gradient Advisors, Llc (registered 2026-04-28)
Aug 15, 2025 · Advisor changed firm · fact
Tanner Kenneth Johnson left Zero Day Capital Enterprises Llc for Private Advisor Group, Llc (registered 2025-07-09)
Jul 14, 2025 · Advisor changed firm · fact
Paul W Harvey left Zero Day Capital Enterprises Llc for Esi Financial Advisors (registered 2025-08-08)
Jul 14, 2025 · Advisor changed firm · fact
Brad Holtzclaw left Zero Day Capital Enterprises Llc for Empower Advisory Group, Llc (registered 2025-08-18)
Jul 14, 2025 · Advisor changed firm · fact
Carlos Daniel Ruiz left Zero Day Capital Enterprises Llc for Origin Investment Advisory Llc (registered 2025-09-17)
May 29, 2025 · Advisor changed firm · fact
Erick Glenn Schenkhuizen left Zero Day Capital Enterprises Llc for Us Capital Global Wealth Management, Llc (registered 2025-05-28)
Mar 25, 2025 · Advisor changed firm · fact
Zero Day Capital Enterprises Llc reported 6 offices beyond its principal office, up from 0 (2024-11-18 to 2025-01-20)
Jan 20, 2025 · Office count change · derived
Ara Alexander Kachadourian left Zero Day Capital Enterprises Llc for Us Capital Global Wealth Management, Llc (registered 2024-12-17)
Dec 12, 2024 · Advisor changed firm · fact
Zero Day Capital Enterprises Llc filed its initial SEC registration (Form ADV)
Apr 5, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@zerodaycapital.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 702-271-3265reportedpublished by the firm, firm site, Sep 17, 2026
Website: zerodaycapital.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 702 271 3265reportedpublic record, Form ADV, Aug 19, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $1.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026