DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher C Browne
Feed of 09/14/2026
Also filed as Chris Browne
At current firm
0 y
since Apr 6, 2026
In the industry
11 y
since Dec 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Apr 6, 2026 · Purchase, Ny
- United Capital Financial Advisors independent RIANov 5, 2021 to Apr 1, 2026 · Langhorne, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 23, 2016 to Oct 18, 2021 · Philadelphia, Pa
- Citizens Securities, Inc. BD affiliatedJul 14, 2016 to Nov 29, 2016 · Plymouth Meeting, Pa
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Morgan Stanleyleft Apr 1, 2026, registered Apr 6, 2026 (5 days) · RIA to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to United Capital Financial Advisorsleft Oct 18, 2021, registered Nov 5, 2021 (18 days) · Wirehouse to affiliated broker-dealer or bank
- Citizens Securities, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 29, 2016, registered Nov 23, 2016 (-6 days) · Other
Signals
- Christopher C Browne left United Capital Financial Advisors for Morgan Stanley (registered 2026-04-06)Apr 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address