E••• C• N•••••

E••••• J••••national BDHuxley, Iadual registrantIAPD 6253140

Certified Financial Planner

Feed of 09/14/2026

At current firm

4 y

since Mar 18, 2022

In the industry

12 y

since Oct 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Mar 18, 2022 · Huxley, Ia
L•• F•••••••• L•• BD affiliated
Mar 13, 2018 to Apr 26, 2022 · Marshalltown, Ia
E••••• J•••• national BD
Dec 9, 2013 to Feb 7, 2017 · Ankeny, Ia

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E••••• J••••
left Apr 26, 2022, registered Mar 18, 2022 (-39 days) · RIA to affiliated broker-dealer or bank
E••••• J•••• to L•• F•••••••• L••
left Feb 7, 2017, registered Mar 13, 2018 (399 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

••• Locked
Apr 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address