RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• S••••
- G• W••••• M••••••••• independent RIA currentsince Mar 25, 2024 · Grant Pass, Or
- G• W••••• M••••••••• independent RIAMar 18, 2024 to Mar 19, 2024 · Eugene, Or
- N••• F•••••••• G••••• I••• formerSep 29, 2023 to Apr 1, 2024 · Medford, Or
- S••••••• W••••• M••••••••• L•• independent RIAMay 7, 2018 to Sep 29, 2023 · Medford, Or
- E••••• J•••• national BDFeb 3, 2014 to May 7, 2018 · Medford, Or
- N••• F•••••••• G••••• I••• to G• W••••• M•••••••••left Apr 1, 2024, registered Mar 18, 2024 (-14 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• W••••• M••••••••• L•• to N••• F•••••••• G••••• I•••left Sep 29, 2023, registered Sep 29, 2023 (0 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to S••••••• W••••• M••••••••• L••left May 7, 2018, registered May 7, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- B••••• S•••• left N••• F•••••••• G••••• I••• for G• W••••• M••••••••• (registered 2024-03-18)Apr 1, 2024 · Advisor changed firm · fact
- B••••• S•••• left S••••••• W••••• M••••••••• L•• for N••• F•••••••• G••••• I••• (registered 2023-09-29)Sep 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address