RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• R•• A•••••••
- Z••••• F•••••••• P••••••• I•• state registered currentsince May 28, 2024 · Lenexa, Ks
- K••• W••••• A••••••• independent RIAJul 19, 2017 to May 15, 2024 · Overland Park, Ks
- P••••••• F•••••••• S••••••• formerMar 17, 2017 to Jun 30, 2017 · Prairie Village, Ks
- W•••••• • R••• formerJan 22, 2014 to Jun 21, 2016 · Wichita, Ks
- K••• W••••• A••••••• to Z••••• F•••••••• P••••••• I••left May 15, 2024, registered May 28, 2024 (13 days) · RIA to a state-registered adviser
- P••••••• F•••••••• S••••••• to K••• W••••• A•••••••left Jun 30, 2017, registered Jul 19, 2017 (19 days) · Other
- W•••••• • R••• to P••••••• F•••••••• S•••••••left Jun 21, 2016, registered Mar 17, 2017 (269 days) · Other
- R•• R•• A••••••• left K••• W••••• A••••••• for Z••••• F•••••••• P••••••• I•• (registered 2024-05-28)May 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address