RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• E•••••••• W•••••••••
- C••••• P••••••• L•• independent RIA currentsince Apr 16, 2024 · New York, Ny
- W••••••••• A••••••• independent RIAJan 5, 2021 to Mar 28, 2024 · Reston, Va
- W••••••••• A••••••• formerSep 22, 2015 to Dec 31, 2020 · New York, Ny
- H••••••• W••••• M••••••••• L•• formerNov 12, 2013 to Dec 16, 2015 · Rockville, Md
- W••••••••• A••••••• to C••••• P••••••• L••left Mar 28, 2024, registered Apr 16, 2024 (19 days) · RIA to RIA
- W••••••••• A••••••• to W••••••••• A•••••••left Dec 31, 2020, registered Jan 5, 2021 (5 days) · corporate re-registration, not a move
- H••••••• W••••• M••••••••• L•• to W••••••••• A•••••••left Dec 16, 2015, registered Sep 22, 2015 (-85 days) · Other · moved with a team
- A••• E•••••••• W••••••••• left W••••••••• A••••••• for C••••• P••••••• L•• (registered 2024-04-16)Mar 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address