DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••••• T••••• O••••••

S••••• I••••••••• L••independent RIAHenrico, Va IA-onlyIAPD 6264279

Feed of 09/14/2026

Also filed as E••••• O••••••

At current firm

1 y

since Mar 4, 2025

In the industry

12 y

since Feb 27, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• I••••••••• L•• independent RIA current
since Mar 4, 2025 · Stilwell, Ks
O•••• former
Apr 16, 2021 to Dec 11, 2024 · Lenexa, Ks
M••••• I••••••••• L•• independent RIA
Jun 29, 2017 to Jan 18, 2022 · Port St Lucie, Fl
U•• F•••••••• S••••••••• L•• independent RIA
Mar 7, 2014 to Jun 27, 2017 · Shawnee, Ks

Moves

a registration end followed by a registration begin elsewhere

O•••• to S••••• I••••••••• L••
left Dec 11, 2024, registered Mar 4, 2025 (83 days) · RIA to RIA
M••••• I••••••••• L•• to O••••
left Jan 18, 2022, registered Apr 16, 2021 (-277 days) · Other · moved with a team
U•• F•••••••• S••••••••• L•• to M••••• I••••••••• L••
left Jun 27, 2017, registered Jun 29, 2017 (2 days) · Other

Signals

E••••• T••••• O•••••• left Owlfi for S••••• I••••••••• L•• (registered 2025-03-04)
Dec 11, 2024 · Advisor changed firm · fact
E••••• T••••• O•••••• left M••••• I••••••••• L•• for Owlfi (registered 2021-04-16)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address