RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••••• V•• E••••
- C••• D•••••••• I••••••••• independent RIA currentsince Jul 13, 2021 · Santa Fe, Nm
- P••••••• C•••••• A••••••• C••••••••• formerNov 30, 2016 to Jul 19, 2019 · Denver, Co
- S•••••••• A••••••• L•• national BDMar 4, 2015 to Sep 19, 2016 · Greenwood Village, Co
- P••••••• C•••••• A••••••• C••••••••• to C••• D•••••••• I•••••••••left Jul 19, 2019, registered Jul 13, 2021 (725 days) · Other
- S•••••••• A••••••• L•• to P••••••• C•••••• A••••••• C•••••••••left Sep 19, 2016, registered Nov 30, 2016 (72 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address