DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Julie Anne Gleason
Feed of 09/14/2026
Also filed as Julie Anne Dreos
At current firm
1 y
since May 1, 2025
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince May 1, 2025 · Reston, Va
- Northwest Financial Advisors LLC independent RIAFeb 1, 2024 to May 13, 2025 · Herndon, Va
- Ameriprise Financial Services, LLC national BDMay 3, 2022 to Jan 11, 2024 · Fairfax, Va
Moves
a registration end followed by a registration begin elsewhere
- Northwest Financial Advisors LLC to Raymond James Financial Services Advisors, Incleft May 13, 2025, registered May 1, 2025 (-12 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Ameriprise Financial Services, LLC to Northwest Financial Advisors LLCleft Jan 11, 2024, registered Feb 1, 2024 (21 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Julie Anne Gleason left Northwest Financial Advisors Llc for Raymond James Financial Services Advisors, Inc (registered 2025-05-01)May 13, 2025 · Advisor changed firm · fact
- Julie Anne Gleason left Ameriprise Financial Services, Llc for Northwest Financial Advisors Llc (registered 2024-02-01)Jan 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address