DFX Intelligence
RIA Intelligence
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Registered advisor
A••••• N••••• N••••••
Feed of 09/15/2026
Also filed as A••••• N••••• N••••••
At current firm
4 y
since Jul 21, 2022
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jul 21, 2022 · Apollo Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 21, 2018 to Jul 26, 2022 · St. Petersburg, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedAug 3, 2015 to Sep 10, 2018 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jul 26, 2022, registered Jul 21, 2022 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 10, 2018, registered Sep 21, 2018 (11 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
- A••••• N••••• N•••••• left R•••••• J•••• • A••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2022-07-21)Jul 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address