RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• B•••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Jan 4, 2017 · Sebring, Fl
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 7, 2016 to Jan 5, 2017 · Sebring, Fl
- J• B••••• F•••••••• unclassifiedJan 23, 2015 to Dec 31, 2015 · Punta Gorda, Fl
- B••••••••• W••••• A•••••••• L•• no RAUMMar 5, 2014 to Sep 8, 2014 · Sebring, Fl
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Jan 5, 2017, registered Jan 4, 2017 (-1 days) · Other · moved with a team
- J• B••••• F•••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Dec 31, 2015, registered Jan 7, 2016 (7 days) · Other
- B••••••••• W••••• A•••••••• L•• to J• B••••• F••••••••left Sep 8, 2014, registered Jan 23, 2015 (137 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address