RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••• R•••
- D•••• W••••• A••••••• independent RIA currentsince Jan 11, 2021 · Lehi, Ut
- M••••••• C•••••• L•• unclassifiedJul 13, 2018 to Jan 7, 2021 · Lehi, Ut
- M• H••••••• S••••••••• I••• BD affiliatedApr 18, 2016 to Jun 25, 2018 · Lehi, Ut
- M••••••• C•••••• L•• to D•••• W••••• A•••••••left Jan 7, 2021, registered Jan 11, 2021 (4 days) · Other · moved with a team
- M• H••••••• S••••••••• I••• to M••••••• C•••••• L••left Jun 25, 2018, registered Jul 13, 2018 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address