DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Darlington Okerulu

Hsbc Securities (USA) Inc.BD affiliatedNew York, Ny dual registrantIAPD 6269758

Feed of 09/15/2026

At current firm

1 y

since Jul 3, 2025

In the industry

12 y

since Jan 24, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hsbc Securities (USA) Inc. BD affiliated current
since Jul 3, 2025 · Lyndhurst, Nj
Morgan Stanley wirehouse
Jun 16, 2020 to Jul 1, 2025 · Purchase, Ny
Td Ameritrade Investment Management, LLC former
Jul 3, 2018 to Jan 8, 2020 · Jersey City, Nj
Td Ameritrade, Inc. former
Jun 29, 2018 to Jan 8, 2020 · Jersey City, Nj
Citigroup Global Markets Inc. BD affiliated
Jun 8, 2017 to Jul 12, 2018 · New York, Ny
Hsbc Securities (USA) Inc. BD affiliated
Mar 23, 2015 to Jun 14, 2017 · Glen Oaks, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 11, 2014 to Mar 5, 2015 · New York, Ny
Morgan Stanley wirehouse
Jan 24, 2014 to Oct 13, 2014 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Hsbc Securities (USA) Inc.
left Jul 1, 2025, registered Jul 3, 2025 (2 days) · Wirehouse to affiliated broker-dealer or bank
Td Ameritrade Investment Management, LLC to Morgan Stanley
left Jan 8, 2020, registered Jun 16, 2020 (160 days) · RIA to wirehouse
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jan 8, 2020, registered Jul 3, 2018 (-554 days) · channel change inside one enterprise, not a move
Citigroup Global Markets Inc. to Td Ameritrade, Inc.
left Jul 12, 2018, registered Jun 29, 2018 (-13 days) · Other
Hsbc Securities (USA) Inc. to Citigroup Global Markets Inc.
left Jun 14, 2017, registered Jun 8, 2017 (-6 days) · Other · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hsbc Securities (USA) Inc.
left Mar 5, 2015, registered Mar 23, 2015 (18 days) · Other
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 13, 2014, registered Dec 11, 2014 (59 days) · Wirehouse to wirehouse

Signals

Darlington Okerulu left Morgan Stanley for Hsbc Securities (Usa) Inc. (registered 2025-07-03)
Jul 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address