N••••••• R••• B••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Jan 12, 2026 · Waterloo, Wi
• L•• F•••••••• L•• BD affiliated
  May 18, 2022 to Jan 13, 2026 · Lodi, Wi
• C••• B•••••••• S•••••••• I••• former
  May 13, 2016 to May 18, 2022 · Madison, Wi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Dec 2, 2015 to Apr 22, 2016 · Madison, Wi
• M•• F•••••••• S•••••••• I••• former
  Aug 12, 2014 to Dec 1, 2015 · Middleton, Wi

• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 13, 2026, registered Jan 12, 2026 (-1 days) · Affiliated broker-dealer or bank to another
• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••
  left Apr 22, 2016, registered May 13, 2016 (21 days) · Other
• M•• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Dec 1, 2015, registered Dec 2, 2015 (1 days) · Other

• ••• Locked
  Jan 13, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address