E••• A•••••• D•••••

• T••••••••• R••••••••• A•••••••• L•• BD affiliated current
  since Mar 5, 2024 · Brooktondale, Ny
• L•• F•••••••• L•• BD affiliated
  May 28, 2020 to Dec 12, 2022 · Ithaca, Ny
• T• A••••••••• I••• former
  Jul 25, 2018 to Apr 28, 2020 · Ithaca, Ny
• T• A••••••••• I••••••••• M••••••••• L•• former
  Jul 24, 2018 to Apr 28, 2020 · Ithaca, Ny
• E•••••••• A•••••••• L•• national BD
  Feb 24, 2014 to Jun 15, 2017 · Syracuse, Ny

• L•• F•••••••• L•• to T••••••••• R••••••••• A•••••••• L••
  left Dec 12, 2022, registered Mar 5, 2024 (449 days) · RIA to affiliated broker-dealer or bank
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Apr 28, 2020, registered Jul 25, 2018 (-643 days) · corporate re-registration, not a move
• T• A••••••••• I••• to L•• F•••••••• L••
  left Apr 28, 2020, registered May 28, 2020 (30 days) · Other
• E•••••••• A•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
  left Jun 15, 2017, registered Jul 24, 2018 (404 days) · Affiliated broker-dealer or bank to independent RIA

• ••• Locked
  Dec 12, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address