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RIA Intelligence
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Registered advisor
M•••••• J••••• M•••••
Feed of 09/14/2026
At current firm
7 y
since May 10, 2019
In the industry
12 y
since Jun 30, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• A••••••• L• asset manager currentsince May 10, 2019 · Wheaton, Il
- I•••••• A•••••••• I••• asset managerNov 9, 2016 to Apr 24, 2019 · Downers Grove, Il
- E•••••••• A•••••••• L•• national BDJun 22, 2015 to Oct 14, 2016 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- I•••••• A•••••••• I••• to F•••• T•••• A••••••• L•left Apr 24, 2019, registered May 10, 2019 (16 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to I•••••• A•••••••• I•••left Oct 14, 2016, registered Nov 9, 2016 (26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address